Erwin C. Leppert
Professional summary
Erwin Carl Leppert JR, who also goes by Carl Leppert, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Erwin is registered as a RR (Registered Representative) and started their career in finance in 2002. Erwin has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erwin Carl Leppert JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155October 18, 2016 - December 31, 2019
SEAPORT GLOBAL SECURITIES LLC
March 10, 2015 - October 14, 2016
BB&T SECURITIES, LLC
March 10, 2015 - October 14, 2016
BB&T SECURITIES, LLC
October 10, 2014 - March 9, 2015
IRC SECURITIES LLC
January 2, 2013 - October 8, 2014
BB&T SECURITIES, LLC
January 2, 2013 - October 8, 2014
BB&T SECURITIES, LLC
January 16, 2003 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
November 11, 2002 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2024)
(6/27/2024)
(3/26/2024)
Exams
FINRA
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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