CB
Christopher M. Burnette
LPL ENTERPRISE
West Columbia, SC
Some features on this profile are disabled
CRD#: 4585788
CB
Professional summary
Christopher Mark Burnette, who also goes by Chris Burnette, Christopher M Burnette, Christopher Mark Burnette, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in West Columbia, South Carolina.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 9 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Burnette | Christopher M Burnette | Christopher Mark Burnette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/23/2025 - University of South Carolina Darla Moore School of Business - Teacher Paid by School or University - NOT INV REL - Columbia, SC - Start Date 08/01/2024 - 8 HRS/MO | 0 HRS/MO DURING TRADING 2. 06/23/2025 - Indian Waters Council, BSA - Non-Profit Board Member - NOT INV REL - Columbia, SC - Start Date 01/01/2009 - 2 HRS/MO | 0 HRS/MO DURING TRADING 3. 06/23/2025 - Alpine Insurance Agency - Non-Variable Insurance - INV REL - Columbia, SC - Start Date 01/01/2021 - 1 HR/MO | 1 HR/MO DURING TRADING 4. 06/24/2025-Christopher Burnette-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At West Columbia, SC-Start date 06/20/2025-160hrs/mth-160hrs/mth during trading 5. 06/24/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/20/2025-160hrs/mth-160hrs/mth during trading
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Mark Burnette's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Mark Burnette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2025 - Present
LPL ENTERPRISE, LLC
RIA
BD
CRD#: 8733
West Columbia, SC
Current
June 24, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464RIA
BD
CRD#: 8733
MT. PLEASANT, SC
Past
June 29, 2023 - March 31, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
COLUMBIA, SC
Past
October 5, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
COLUMBIA, SC
Past
October 5, 2022 - March 31, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
COLUMBIA, SC
Past
July 20, 2020 - October 4, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Columbia, SC
Past
June 23, 2020 - October 4, 2022
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Columbia, SC
Past
August 27, 2019 - June 15, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
COLUMBIA, SC
Past
June 10, 2009 - September 19, 2014
OSAIC FS, INC.
RIA
CRD#: 3870
COLUMBIA, SC
Past
June 8, 2009 - September 19, 2014
OSAIC FS, INC.
BD
CRD#: 3870
COLUMBIA, SC
Past
April 2, 2007 - April 13, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
COLUMBIA, SC
Past
April 2, 2007 - April 13, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
COLUMBIA, SC
Past
May 9, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
COLUMBIA, SC
Past
April 1, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
COLUMBIA, SC
Past
November 12, 2002 - March 1, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(8/5/2025)
RR
South Carolina(6/25/2025)
IAR
South Carolina(6/25/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/20/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
