Holly B. Haber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holly B Haber, who also goes by Holly B Reinhold, was a registered financial professional .
Holly is a previously registered financial professional and started their career in finance in 2002. Holly had worked at 4 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2010 - May 25, 2023
QUANTRIVER FINANCIAL, LLC
June 10, 2004 - November 2, 2004
NILE CAPITAL, LLC
December 17, 2003 - March 24, 2004
KNIGHT LIBERTAS LLC
October 24, 2002 - July 17, 2012
MAX INTERNATIONAL BROKER/DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
QUANTRIVER FINANCIAL, LLC
CRD#: 153906 / SEC#: , 8-68590
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
