Shohil A. Patel
Professional summary
Shohil Ashokumar Patel, CIMA®, who also goes by Shohil A. Patel, Shohil Patel, Shohil Ashokkumar Patel, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Shohil is registered as a RR (Registered Representative) and started their career in finance in 2002. Shohil has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shohil Ashokumar Patel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2025 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416January 16, 2024 - March 21, 2025
FORESIDE FUND SERVICES, LLC
April 6, 2021 - November 16, 2023
RMR WEALTH BUILDERS, INC.
February 9, 2018 - April 29, 2019
ALLIANZ GLOBAL INVESTORS U.S. LLC
February 9, 2018 - April 29, 2019
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
April 27, 2016 - January 26, 2018
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
April 6, 2016 - January 26, 2018
AMUNDI DISTRIBUTOR US, INC.
June 22, 2007 - April 5, 2016
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
March 21, 2003 - July 24, 2007
NEW ENGLAND SECURITIES
September 19, 2002 - March 7, 2003
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2025)
(4/17/2025)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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