Guilherme L. Martins
Professional summary
Guilherme Loos Martins is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.
Guilherme is registered as a RR (Registered Representative) and started their career in finance in 2002. Guilherme has worked at 4 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Guilherme Loos Martins's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2009 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022December 7, 2006 - October 16, 2009
UBS SECURITIES LLC
April 13, 2004 - December 15, 2006
PACTUAL CAPITAL CORPORATION
November 20, 2003 - February 18, 2004
PACTUAL CAPITAL CORPORATION
July 16, 2003 - October 14, 2003
PACTUAL CAPITAL CORPORATION
November 21, 2002 - June 9, 2003
BBA ICATU SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2009)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 11/9/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486 / SEC#: , 8-68148
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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