Brian T. Poe

TFO FAMILY OFFICE PARTNERS

Phoenix, AZ 85018

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CRD#: 4585582

Professional summary

Brian Terrence Poe, CFP®, ChFC® is a registered financial advisor currently at TFO FAMILY OFFICE PARTNERS located in Phoenix, Arizona.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Central Arizona Estate Planning Council; investment related; Address: 7375 E 6th Avenue #9, Scottsdale, AZ 85251; Nature; Group of professionals in Phoenix, AZ area, that specialize in legal, accounting, insurance, investment, trust, and valuation services, and charitable organizations. The mission is to strengthen the estate planning profession in the greater Phoenix area by providing continuing education, sponsoring networking opportunities, and fostering a multi-disciplinary approach to estate planning; Position/Title: Board Member; Start: June 6, 2022: 1-5 hours/month ; 1-5 hours/month during securities trading hours; Duties: Contribute to overall strategic direction and initiatives of the organization. Prepare for and attend monthly meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Terrence Poe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

ChFC^®

Chartered Financial Consultant

Experience

Current

March 23, 2022 - Present

TFO FAMILY OFFICE PARTNERS

Office #1: 5060 North 40th Street Suite 200, Phoenix, AZ 85018

RIA

CRD#: 159440

Phoenix, AZ

Past

January 25, 2019 - February 17, 2022

VERSANT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 131692

PHOENIX, AZ

Highlighted states indicate IAR registrations

IAR

Arizona
(3/23/2022)

IAR

Texas
(4/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2002

General Securities Representative Examination

Current Firm

TFO FAMILY OFFICE PARTNERS

TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.

CRD#: 159440 / SEC#: 801-72840

RIA

Registered Investment Advisory firm - (11/8/2011 Approved)

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Contact information

Main Address

5060 North 40th Street Suite 200, Phoenix, AZ 85018

Mailing Address

Phone number

(602) 466-2611

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFO FAMILY OFFICE PARTNERS FORM ADV PART 2A (11/12/2025)

Regulatory assets under management

Total Number of Accounts	1,939
AUM (Assets Under Management)	$ 4,167,483,722

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/14/2024	Cover Page	Report
09/20/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian T. Poe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Terrence Poe's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERSANT CAPITAL MANAGEMENT, INC.

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TFO FAMILY OFFICE PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/19/2002

Current Firm

TFO FAMILY OFFICE PARTNERS

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TFO FAMILY OFFICE PARTNERS

TRUST BUT VERIFY

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