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Daniel Eugene Teuscher

DASH FINANCIAL TECHNOLOGIES
Chicago, IL
·CRD# 4585565·11 years experience

Professional Summary

Daniel Eugene Teuscher, who also goes by Daniel Eugene Teuscher Mr., is a registered financial advisor currently at DASH FINANCIAL TECHNOLOGIES LLC located in Chicago, Illinois. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Eugene Teuscher Mr.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
200 S. Wacker Drive Suite 2450, Chicago, IL 60606
June 6, 2018 - Present
MAREX CAPITAL MARKETS INC.·CRD# 161014
BD
Chicago, IL
December 6, 2016 - June 1, 2018
DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
Chicago, IL
October 9, 2015 - December 5, 2016

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Current Firm

DF
DASH FINANCIAL TECHNOLOGIES LLC

DASH FINANCIAL LLC | ELECTRONIC BROKERAGE SYSTEMS, LLC | ELECTRONIC BROKERAGE SYSTEMS, INC. | DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031 / SEC#: 8-52503
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 S.wacker Drive Suite 2450, Chicago, IL 60606

Mailing Address

200 S.wacker Drive Suite 2450, Chicago, IL 60606

Phone Number

(312) 986-2006

Established

Delaware since 12/18/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DFT INTERMEDIATE LLCMEMBER—
BUTLER, JACLYN LEIGHCHIEF COMPLIANCE OFFICER4175577
LONGOBARDI, JEREMYFINOP6694598
MARTIN, TOMMY RICHARDCHIEF OPERATING OFFICER6492829
MILITO, STINO MARIOCHIEF EXECUTIVE OFFICER4072644
MILLER, TIMOTHY PATRICKPRESIDENT5175547

Disclosures

Regulatory Event

69

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/6/2018)
RR
Connecticut
(6/6/2018)
RR
Illinois
(6/6/2018)
RR
Massachusetts
(6/6/2018)
RR
New York
(6/6/2018)
RR
Texas
(6/6/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2016

Series 7 — General Securities Representative Examination

Passed Oct 2015About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Daniel Eugene Teuscher's CRS (Customer Relationship Summary).

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