Brendan K. Roath
MONEY MATTERS
Minnetonka, MN 55343-9347
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CRD#: 4585481
Professional summary
Brendan Keith Roath, CFP® is a registered financial advisor currently at MONEY MATTERS located in Minnetonka, Minnesota.
Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brendan has worked at 1 firm .
Biography
Rod was selected Five Star Best in Client Satisfaction Wealth Manager for 2018 in a survey conducted by Mpls.St.Paul and Twin Cities Business magazines. Money Matters recently celebrated its 20 year anniversary.
Organizing Financial Success Since 1998
Question & Answer
What are your service offerings?
Tax Planning
Small Business Planning
Social Security Planning
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
AUM
Business Owners
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Entrepreneurs
Fixed Fee (Subscription, Retai...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brendan Keith Roath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 1, 2018 - Present
MONEY MATTERS
Office #1: 12800 Whitewater Drive Suite 100, Minnetonka, MN 55343-9347RIA
CRD#: 121795
Minnetonka, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(6/1/2018)
Exams
Current Firm
MONEY MATTERS
MONEY MATTERS | MONEY MATTERS, INC.
CRD#: 121795 / SEC#:
Minnesota
Registered Investment Advisory firm - (6/26/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12800 Whitewater Drive Suite 100, Minnetonka, MN 55343-9347
Mailing Address
Phone number
(952) 935-0707
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 28,637,000 |
Red Flags
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