Yonghwan J. Chang

CCA CAPITAL LLC

Boston, MA 02108

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CRD#: 4585438

Professional summary

Yonghwan Jay Chang, who also goes by Yonghwan Chang, Jay Chang, is a registered financial professional currently at CCA CAPITAL LLC located in Boston, Massachusetts.

Yonghwan is registered as a RR (Registered Representative) and started their career in finance in 2002. Yonghwan has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Yonghwan Chang | Jay Chang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yonghwan Jay Chang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2021 - Present

CCA CAPITAL LLC

Office #1: One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108

CRD#: 154837

Boston, MA

Past

April 4, 2018 - March 22, 2021

CCA CAPITAL LLC

CRD#: 154837

BOSTON, MA

Past

January 22, 2003 - September 30, 2003

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

September 25, 2002 - January 29, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/28/2021)

California
(9/28/2021)

Connecticut
(9/28/2021)

Delaware
(9/28/2021)

Georgia
(9/28/2021)

Illinois
(9/28/2021)

Iowa
(9/28/2021)

Kansas
(9/28/2021)

Maryland
(9/28/2021)

Massachusetts
(9/28/2021)

Minnesota
(9/28/2021)

Missouri
(9/28/2021)

Nebraska
(9/28/2021)

Nevada
(9/28/2021)

New Jersey
(9/28/2021)

New York
(9/28/2021)

North Carolina
(9/28/2021)

Ohio
(10/4/2021)

Oklahoma
(9/28/2021)

Pennsylvania
(9/28/2021)

South Dakota
(9/28/2021)

Texas
(9/28/2021)

Virginia
(9/28/2021)

Wisconsin
(9/28/2021)

Exams

State Security Law Exam

Series 63

Date: 5/21/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 7/11/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/4/2018

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 2/5/2003

Limited Representative-Equity Trader Exam

SRO Registrations

FINRA

Current Firm

CCA CAPITAL LLC

CCA CAPITAL LLC | CPGLB CAPITAL LLC

CRD#: 154837 / SEC#: , 8-68676

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108

Mailing Address

One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108

Phone number

(617) 570-2300

Established

Delaware since 06/25/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CCA GROUP, LLC	SOLE MEMBER
PASQUALINI, MARTIN J	PRINCIPAL/DIRECTOR / VP
STAHLE, JAMES RICHARD	CEO / CCO / DIR./PRINCIPAL
WILSON, ROBERT (NMN)	CHIEF FINANCIAL OFFICER/FINOP	6465354

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Yonghwan J. Chang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yonghwan Jay Chang's CRS (Customer Relationship Summary).

Certified licenses

Experience

CCA CAPITAL LLC

SCHONFELD SECURITIES, LLC

RUMSON CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/2018

SIE

Date: 10/1/2018

Series 79

Date: 7/11/2018

Series 7

Date: 4/4/2018

Series 55

Date: 2/5/2003

FINRA

Current Firm

CCA CAPITAL LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CCA CAPITAL LLC

TRUST BUT VERIFY

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