Eric J. Binder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Jason Binder, who also goes by Eric Binder, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2002. Eric had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2011 - February 27, 2013
LINDBROOK CAPITAL, LLC
August 6, 2009 - December 23, 2011
OPPENHEIMER & CO. INC.
April 26, 2007 - May 5, 2009
SB CAPITAL MANAGEMENT, INC.
October 28, 2002 - November 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2002 - November 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
LINDBROOK CAPITAL, LLC
CRD#: 155812 / SEC#: 801-72193
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINDBROOK CAPITAL, LLC
CRD#: 155812 / SEC#: 801-72193
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,420 |
| AUM (Assets Under Management) | $ 3,501,183,718 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 09/27/2023 | ||
| 09/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
