Stephen J. Sustrick
Professional summary
Stephen Joseph Sustrick, who also goes by Stephen Joseph Sustrick, is a registered financial advisor currently at HONU WEALTH MANAGEMENT located in Montara, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stephen has worked at 4 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Joseph Sustrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2012 - Present
HONU WEALTH MANAGEMENT
September 17, 2009 - December 31, 2011
HONU WEALTH MANAGEMENT
June 20, 2006 - July 3, 2007
HANVEY FINANCIAL
June 12, 2006 - July 5, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 4, 2003 - November 24, 2004
MORGAN STANLEY DW INC.
February 27, 2003 - November 24, 2004
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
HONU WEALTH MANAGEMENT
CRD#: 142563 / SEC#: 801-132222
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2012)
Exams
Current Firm
HONU WEALTH MANAGEMENT
CRD#: 142563 / SEC#: 801-132222
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 309 |
| AUM (Assets Under Management) | $ 161,750,740 |
Red Flags
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