Brian A. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian A Taylor, who also goes by Brian A. Taylor, Brian A Taylor, Brian Arthur Taylor, Brian Taylor, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2002. Brian had worked at 14 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2023 - April 8, 2024
CALAMOS WEALTH MANAGEMENT LLC
November 18, 2021 - June 27, 2023
CONNECTUS WEALTH
February 25, 2021 - November 8, 2021
NORTHCOAST ASSET MANAGEMENT LLC
July 26, 2018 - September 5, 2018
MML INVESTORS SERVICES, LLC
June 2, 2016 - August 22, 2016
NEXPOINT SECURITIES, INC.
February 23, 2016 - June 8, 2016
NEXBANK SECURITIES INC
June 18, 2015 - February 5, 2016
CALAMOS FINANCIAL SERVICES LLC
April 30, 2015 - June 16, 2015
PACIFIC SELECT DISTRIBUTORS, LLC
June 5, 2008 - October 7, 2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 20, 2007 - May 13, 2008
NUVEEN FUND ADVISORS, LLC
August 7, 2007 - May 12, 2008
NUVEEN SECURITIES, LLC
January 5, 2006 - April 16, 2007
TCW INVESTMENT MANAGEMENT COMPANY LLC
September 29, 2005 - March 15, 2007
TCW FUNDS DISTRIBUTORS LLC
January 6, 2003 - January 31, 2003
WELLS FARGO INVESTMENTS, LLC
October 29, 2002 - January 31, 2003
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490 / SEC#: 801-67787
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490 / SEC#: 801-67787
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,434 |
| AUM (Assets Under Management) | $ 4,090,678,284 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
