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RB

Robert B. Bowen

SCHWAB WEALTH ADVISORY
Phoenix, AZ 85016-1215
Some features on this profile are disabled
CRD#: 4585002
RB
Robert Brooks BowenSCHWAB WEALTH ADVISORY

Professional summary

Robert Brooks Bowen, CFP®, ChFC®, who also goes by Robbie Brooks, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Aliases

Robbie Brooks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brooks Bowen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

ChFC®

Chartered Financial Consultant

Experience

Current

January 31, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215
RIA
CRD#: 159035
Phoenix, AZ
Current

May 23, 2020 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215
RIA
BD
CRD#: 5393
Phoenix, AZ
Past

May 26, 2020 - August 6, 2026

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SAN FRANCISCO, CA
Past

January 8, 2018 - May 24, 2020

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
SAN ANTONIO, TX
Past

December 7, 2005 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
PHOENIX, AZ
Past

November 30, 2005 - May 24, 2020

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
PHOENIX, AZ
Past

October 14, 2003 - November 30, 2005

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
PHOENIX, AZ
Past

October 6, 2003 - November 30, 2005

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

January 2, 2003 - August 26, 2003

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 2, 2003 - August 26, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

September 23, 2002 - November 14, 2002

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/23/2020)
RR
Alaska
(5/23/2020)
RR
Arizona
(5/23/2020)
IAR
Arizona
(1/31/2025)
RR
California
(5/23/2020)
RR
Colorado
(5/23/2020)
RR
Connecticut
(5/23/2020)
RR
Florida
(5/23/2020)
RR
Georgia
(5/23/2020)
RR
Hawaii
(5/23/2020)
RR
Idaho
(5/23/2020)
RR
Illinois
(5/23/2020)
RR
Indiana
(11/20/2025)
RR
Iowa
(5/23/2020)
RR
Kansas
(5/23/2020)
RR
Maine
(5/23/2020)
RR
Maryland
(5/23/2020)
RR
Massachusetts
(5/23/2020)
RR
Michigan
(5/23/2020)
RR
Minnesota
(5/23/2020)
RR
Missouri
(5/23/2020)
RR
Montana
(5/23/2020)
RR
Nebraska
(5/23/2020)
RR
Nevada
(5/23/2020)
RR
New Jersey
(5/23/2020)
RR
New Mexico
(5/23/2020)
RR
New York
(5/23/2020)
RR
North Carolina
(5/23/2020)
RR
Ohio
(3/27/2024)
RR
Oklahoma
(5/23/2020)
RR
Oregon
(5/23/2020)
RR
Pennsylvania
(9/18/2024)
RR
South Dakota
(5/23/2020)
RR
Tennessee
(5/23/2020)
RR
Texas
(5/23/2020)
RR
Utah
(5/23/2020)
RR
Vermont
(5/23/2020)
RR
Virginia
(5/23/2020)
RR
Washington
(5/23/2020)
RR
Wisconsin
(5/23/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/17/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/18/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/19/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Phoenix, AZ 85016-1215

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