Steven B. Goldstein
KESTRA ADVISORY SERVICES
ALPHARETTA, GA 30009
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CRD#: 4584706
Steven B GoldsteinKESTRA ADVISORY SERVICES
Professional summary
Steven B Goldstein, CFP®, who also goes by Steven Barry Goldstein, Steven Barry Goldstein, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Alpharetta, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Alpharetta, Georgia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Steven Barry Goldstein | Steven Barry Goldstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: oXYGen Financial Insurance Co. Investment Related: Yes Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Insurance Position, Title or Relationship: No specific position or title. Start Date: 12/1/2015 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Sales and policy administration Name: oXYGen Financial Tax and Business Services Investment Related: No Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Other Other/None of the Above Setup of accounts, data entry Position, Title or Relationship: No specific title for this business activity. Start Date: 12/1/2008 Hours per month: 11% - 20% (17 - 32 hours) Hours Name: oXYGen Financial, Inc. Investment Related: Yes Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Vice President, Private CFO Start Date: 12/1/2008 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Work with clients to provide financial planning and advice, securities transactions and investment advisory services. Name: SBG FINANCIAL PLANNING LLC POSITION: no specific position or title NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 05/01/2024 ADDRESS: 2065 Park Glenn Drive, Alpharetta GA 30005, United States DESCRIPTION: Registered rep activities through Kestra Investment Services Investment advisory services through Kestra Advisory Services Fixed annuity and insurance sales and policy administration through oXYGen Financial Insurance Company Financial dashboard service through oXYGen Financial Tax and Business Services Name: BLANK SLATE BUSINESS SERVICES, LLC POSITION: No specific title for this business activity NATURE: Financial dashboard service INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 03/01/2026 ADDRESS: 1100 Powers Pl, Alpharetta GA 30009, United States DESCRIPTION: Sales and ongoing administration of financial dashboard service. Name: BLANK SLATE FINANCIAL, LLC POSITION: Vice President, Private CFO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 03/01/2026 ADDRESS: 1100 Powers Pl, Alpharetta GA 30009, United States DESCRIPTION: Work with clients to provide financial planning and advice, securities transactions, and investment advisory services. Name: SBG RETIREMENT SOLUTIONS POSITION: No specific position or title NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/01/2026 ADDRESS: 2065 Park Glenn Dr., Alpharetta GA 30005, United States DESCRIPTION: Registered rep activities through Kestra Investment Services Investment advisory services through Kestra Advisory Services Fixed annuity and insurance sales and policy administration Financial dashboard service through Blank Slate Business Services.
CRS (Client Relationship Summary) - RIA
Click below to view Steven B Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
April 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1100 Powers Place, Alpharetta, GA 30009RIA
CRD#: 283330
ALPHARETTA, GA
Current
September 9, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1100 Powers Place, Alpharetta, GA 30009BD
CRD#: 42046
ALPHARETTA, GA
Past
September 10, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Atlanta, GA
Past
December 12, 2008 - September 14, 2015
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
ALPHARETTA, GA
Past
December 5, 2008 - September 14, 2015
INVESTACORP, INC.
BD
CRD#: 7684
ALPHARETTA, GA
Past
February 25, 2003 - December 18, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ALPHARETTA, GA
Past
November 6, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 6, 2002 - December 18, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ALPHARETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/9/2015)
RR
Connecticut(6/20/2025)
RR
Georgia(9/9/2015)
IAR
Georgia(4/27/2016)
RR
Missouri(7/27/2022)
RR
New Jersey(9/9/2015)
RR
New York(9/9/2015)
RR
North Carolina(8/11/2016)
RR
Pennsylvania(9/9/2015)
RR
Texas(6/8/2022)
IAR
Texas(7/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
