SP
Shane R. Philbrick
DIGITAL OFFERING LLC
Laguna Beach, CA 92651
Some features on this profile are disabled
CRD#: 4584693
SP
Professional summary
Shane Robert Philbrick is a registered financial professional currently at DIGITAL OFFERING LLC located in Laguna Beach, California.
Shane is registered as a RR (Registered Representative) and started their career in finance in 2002. Shane has worked at 6 firms and has passed the Series 66, Series 52TO, Series 82TO, Series 79TO, Series 99TO, Series 57TO, SIE, Series 34, Series 3, Series 87, Series 7, Series 14, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ASSOCIATED PERSON AND COMPLIANCE OFFICER OF OPTIONIQ AN NFA REGULATED COMMODITIES/FUTURES INTRODUCING BROKER - DEALER. 488 E. WINCHESTER STREET, SUITE 200, SALT LAKE CITY, UT 84107. THE BUSINESS IS INVESTMENT RELATED AND BEGAN IN FEBRUARY 2013. RESPONSIBILITIES INVOLVE GENERAL SUPERVISION OF THE BUSINES. APPROXIMATELY 40 HOURS PER MONTH WITH 20 HOURs DURING MARKET HOURS. ASSOCIATED PERSON AND COMPLIANCE OFFICER OF IQCAPITAL MANAGEMENT, LLC. IQCAPITAL MANAGEMENT, LLC IS OPTIONIQ'S AFFILIATED COMMODITY TRADING ADVISOR LOCATED AT 488 E WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107. THE BUSINESS IS INVESTMENT RELATED AND BEGAN IN JANURAY 2016. RESPONSIBILITIES INVOLVE GENERAL SUPERVISION OF THE BUSINES. APPROXIMATELY 40 HOURS PER MONTH WITH 20 HOURs DURING MARKET HOURS. Digital Offering, LLC, Investment Related. Laguna Beach, CA, FINRA Member Broker Dealer, Compliance Consulting and Assistance. Activity began on January 19, 2024. Approximately 2 hours per week, primarily during trading hours. SOLE PROPRIETOR OF A METAL FABRICATION BUSINESS, NON-INVESTMENT RELATED ACTIVITY Beginning ON JUNE 10, 2015. APPROXIMATELY 10 HOURS PER MONTH ALL DURING NON SECURITIES TRADING HOURS. Owner of S&M Holdings, LLC a Business and Compliance Consultant. Investment related offering compliance and finop services in the dba name of SP Consulting. Business began in February of 2018. Approximately 40 hours per month with 5 during market hours. GMT Holdings, LLC, a holding company. Salt Lake City, UT. Owner of GMT thorough S&M Holdings, LLC. Currently serve as the bookkeeper and management consulting to the owner. Role began in December 2018. Approximately 10 hours per month outside of market hours. Secretary/Treasurer of Cambria Holdings, Inc. 488 E Winchester Street, Suite 200, Salt Lake City, UT 84107. Business is a Holding Company that might be considered investment related based on its subsidiaries being investment related. Position began in June of 2018. Approximately 10 hrs per month during market hours.
CRS (Client Relationship Summary) - BD
Click below to view Shane Robert Philbrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2024 - Present
DIGITAL OFFERING LLC
Office #1: 1461 Glenneyre Street Suite D, Laguna Beach, CA 92651BD
CRD#: 166401
Laguna Beach, CA
Past
January 5, 2025 - January 22, 2025
TRADINGBLOCK
BD
CRD#: 128605
Salt Lake City, UT
Past
June 1, 2018 - November 1, 2019
RICHFIELD ORION INTERNATIONAL, INC.
BD
CRD#: 24433
Salt Lake City, UT
Past
April 1, 2009 - December 31, 2024
CAMBRIA CAPITAL, LLC
RIA
CRD#: 133760
SALT LAKE CITY, UT
Past
June 18, 2007 - December 31, 2024
CAMBRIA CAPITAL, LLC
BD
CRD#: 133760
SALT LAKE CITY, UT
Past
December 8, 2005 - June 13, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SALT LAKE CITY, UT
Past
December 2, 2005 - June 13, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SALT LAKE CITY, UT
Past
August 18, 2003 - December 31, 2005
EAGLE GATE SECURITIES, INC.
RIA
CRD#: 46959
SALT LAKE CITY, UT
Past
November 19, 2002 - December 31, 2005
EAGLE GATE SECURITIES, INC.
BD
CRD#: 46959
SALT LAKE CITY, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2025)
RR
Alaska(1/5/2025)
RR
Arizona(1/5/2025)
RR
Arkansas(1/5/2025)
RR
California(11/6/2024)
RR
Colorado(1/5/2025)
RR
Connecticut(1/5/2025)
RR
Delaware(1/5/2025)
RR
District of Columbia(1/5/2025)
RR
Florida(1/5/2025)
RR
Georgia(1/5/2025)
RR
Hawaii(1/5/2025)
RR
Idaho(1/5/2025)
RR
Illinois(1/5/2025)
RR
Indiana(1/5/2025)
RR
Iowa(1/5/2025)
RR
Kansas(1/5/2025)
RR
Kentucky(1/5/2025)
RR
Louisiana(1/5/2025)
RR
Maine(1/5/2025)
RR
Maryland(1/5/2025)
RR
Massachusetts(1/5/2025)
RR
Michigan(1/5/2025)
RR
Minnesota(1/5/2025)
RR
Mississippi(1/5/2025)
RR
Missouri(1/5/2025)
RR
Montana(1/5/2025)
RR
Nebraska(1/5/2025)
RR
Nevada(1/5/2025)
RR
New Hampshire(1/5/2025)
RR
New Jersey(1/5/2025)
RR
New Mexico(1/5/2025)
RR
New York(1/5/2025)
RR
North Carolina(1/6/2025)
RR
North Dakota(1/5/2025)
RR
Ohio(1/6/2025)
RR
Oklahoma(1/5/2025)
RR
Oregon(1/5/2025)
RR
Pennsylvania(1/5/2025)
RR
Puerto Rico(1/5/2025)
RR
Rhode Island(1/5/2025)
RR
South Carolina(1/5/2025)
RR
South Dakota(1/5/2025)
RR
Tennessee(1/5/2025)
RR
Texas(1/5/2025)
RR
Utah(11/6/2024)
RR
Vermont(1/5/2025)
RR
Virgin Islands(1/5/2025)
RR
Virginia(1/5/2025)
RR
Washington(1/5/2025)
RR
West Virginia(1/5/2025)
RR
Wisconsin(1/5/2025)
RR
Wyoming(1/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 11/6/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 2/19/2020
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
DO
DIGITAL OFFERING LLC
DIGITAL OFFERING LLC | DIGITAL OFFERING, INC.
CRD#: 166401 / SEC#: , 8-69206
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1461 Glenneyre Street Suite D, Laguna Beach, CA 92651
Mailing Address
1461 Glenneyre Street Suite D, Laguna Beach, CA 92651
Phone number
(949) 300-2240
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
