Shane Robert Philbrick

ASSOCIATED PERSON AND COMPLIANCE OFFICER OF OPTIONIQ AN NFA REGULATED COMMODITIES/FUTURES INTRODUCING BROKER - DEALER. 488 E. WINCHESTER STREET, SUITE 200, SALT LAKE CITY, UT 84107. THE BUSINESS IS INVESTMENT RELATED AND BEGAN IN FEBRUARY 2013. RESPONSIBILITIES INVOLVE GENERAL SUPERVISION OF THE BUSINES. APPROXIMATELY 40 HOURS PER MONTH WITH 20 HOURs DURING MARKET HOURS. ASSOCIATED PERSON AND COMPLIANCE OFFICER OF IQCAPITAL MANAGEMENT, LLC. IQCAPITAL MANAGEMENT, LLC IS OPTIONIQ'S AFFILIATED COMMODITY TRADING ADVISOR LOCATED AT 488 E WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107. THE BUSINESS IS INVESTMENT RELATED AND BEGAN IN JANURAY 2016. RESPONSIBILITIES INVOLVE GENERAL SUPERVISION OF THE BUSINES. APPROXIMATELY 40 HOURS PER MONTH WITH 20 HOURs DURING MARKET HOURS. Digital Offering, LLC, Investment Related. Laguna Beach, CA, FINRA Member Broker Dealer, Compliance Consulting and Assistance. Activity began on January 19, 2024. Approximately 2 hours per week, primarily during trading hours. SOLE PROPRIETOR OF A METAL FABRICATION BUSINESS, NON-INVESTMENT RELATED ACTIVITY Beginning ON JUNE 10, 2015. APPROXIMATELY 10 HOURS PER MONTH ALL DURING NON SECURITIES TRADING HOURS. Owner of S&M Holdings, LLC a Business and Compliance Consultant. Investment related offering compliance and finop services in the dba name of SP Consulting. Business began in February of 2018. Approximately 40 hours per month with 5 during market hours. GMT Holdings, LLC, a holding company. Salt Lake City, UT. Owner of GMT thorough S&M Holdings, LLC. Currently serve as the bookkeeper and management consulting to the owner. Role began in December 2018. Approximately 10 hours per month outside of market hours. Secretary/Treasurer of Cambria Holdings, Inc. 488 E Winchester Street, Suite 200, Salt Lake City, UT 84107. Business is a Holding Company that might be considered investment related based on its subsidiaries being investment related. Position began in June of 2018. Approximately 10 hrs per month during market hours.