Adrian E. Young
Professional summary
Adrian Evan Young, CFP® is a registered financial advisor currently at FAITHWARD ADVISORS, LLC located in Lancaster, Pennsylvania and OSAIC WEALTH, INC. located in Naples, Florida.
Adrian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Adrian has worked at 6 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adrian Evan Young's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adrian Evan Young's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
January 4, 2007 - Present
FAITHWARD ADVISORS, LLC
Office #1: 1755 Oregon Pike, Lancaster, PA 17601October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1415 Panther Lane Suite 362, Naples, FL 34109Office #2: 275 Hess Blvd, Lancaster, PA 17543October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1415 Panther Lane Suite 362, Naples, FL 34109Office #2: 275 Hess Blvd, Lancaster, PA 17543October 8, 2019 - June 29, 2020
FAITHWARD CAPITAL
April 29, 2015 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
September 1, 2011 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
February 12, 2003 - September 6, 2011
EQUITABLE ADVISORS, LLC
October 16, 2002 - September 6, 2011
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2025)
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(1/4/2007)
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(5/13/2025)
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(4/28/2025)
(1/21/2020)
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Lancaster, PA 17601TRUST BUT VERIFY
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