Nicole Nicdao
Professional summary
Nicole Nicdao, who also goes by Nicole Marie Nicdao, Nicole Nicdao, is a registered financial professional currently at THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2004. Nicole has worked at 12 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Nicdao's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2026 - Present
THRIVENT DISTRIBUTORS, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265September 18, 2025 - April 2, 2026
ULTIMUS FUND DISTRIBUTORS, LLC
August 18, 2025 - September 17, 2025
FORESIDE FINANCIAL SERVICES, LLC
February 7, 2023 - November 21, 2024
MEEDER DISTRIBUTION SERVICES, INC.
March 30, 2022 - January 18, 2023
FORESIDE FUND SERVICES, LLC
November 5, 2019 - May 17, 2021
GOLDMAN SACHS & CO. LLC
January 3, 2012 - October 15, 2012
BLACKROCK INVESTMENTS, LLC
November 5, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
April 15, 2008 - December 31, 2009
BLACKROCK EXECUTION SERVICES
March 22, 2006 - March 11, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
September 7, 2004 - March 22, 2006
TOWER SQUARE SECURITIES, INC.
January 26, 2004 - August 26, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
THRIVENT DISTRIBUTORS, LLC
CRD#: 179512 / SEC#: , 8-69606
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BEAVER, TROY ALAN | ELECTED MANAGER AND VICE PRESIDENT | 5099275 |
| CLOUTIER, JEFFREY DAVID | CHIEF FINANCIAL OFFICER | 5656265 |
| DRYDEN, EDWARD STUART | CHIEF COMPLIANCE OFFICER | 2033420 |
| JACKSON, JOHN DAVID | CHIEF LEGAL OFFICER AND SECRETARY | 5877878 |
| KREMENAK, MICHAEL WALDEN | ELECTED MANAGER AND PRESIDENT | 5892015 |
| RIESTERER, JAMIE LEE | ELECTED MANAGER | 4784706 |
Red Flags
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Company Information
THRIVENT DISTRIBUTORS, LLC
CRD#: 179512Minneapolis, MN 55402-3265TRUST BUT VERIFY
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