Nicole Nicdao
Professional Summary
Nicole Nicdao, who also goes by Nicole Marie Nicdao, is a registered financial advisor currently at THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota. Nicole is registered as a RR (Registered Representative) and started their career in finance in 2004. Nicole has worked at 12 firms and has passed the Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicole Nicdao, Nicole Marie Nicdao
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
THRIVENT DISTRIBUTORS, LLC
Contact Information
Main Address
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211Mailing Address
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211Phone Number
(800) 847-4836Established
Delaware since 02/23/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | — |
| BEAVER, TROY ALAN | ELECTED MANAGER AND VICE PRESIDENT | 5099275 |
| CLOUTIER, JEFFREY DAVID | CHIEF FINANCIAL OFFICER | 5656265 |
| DRYDEN, EDWARD STUART | VICE PRESIDENT | 2033420 |
| JACKSON, JOHN DAVID | CHIEF LEGAL OFFICER AND SECRETARY | 5877878 |
| KREMENAK, MICHAEL WALDEN | ELECTED MANAGER AND PRESIDENT | 5892015 |
| RIESTERER, JAMIE LEE | ELECTED MANAGER | 4784706 |
| VANDEN HEUVEL, TANNER JOHN | CHIEF COMPLIANCE OFFICER | 5739376 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2004About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicole Nicdao's CRS (Customer Relationship Summary).
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