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MS

Michael J. Stevens

T. ROWE PRICE INVESTMENT SERVICES
BALTIMORE, MD 21231
Some features on this profile are disabled
CRD#: 4584565
MS
Michael J StevensT. ROWE PRICE INVESTMENT SERVICES

Professional summary

Michael J Stevens, who also goes by Michael James Stevens, Michael Stevens, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Aliases

Michael James Stevens | Michael Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael J Stevens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2026 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: 1307 Point Street, Baltimore, MD 21231
BD
CRD#: 8348
BALTIMORE, MD
Past

March 9, 2023 - October 14, 2024

TCW INVESTMENT MANAGEMENT COMPANY LLC

RIA
CRD#: 106546
LOS ANGELES, CA
Past

September 5, 2014 - October 14, 2024

TCW FUNDS DISTRIBUTORS LLC

BD
CRD#: 16670
LOS ANGELES, CA
Past

January 2, 2009 - August 5, 2011

MORGAN STANLEY INVESTMENT ADVISORS INC.

RIA
CRD#: 104525
NEW YORK, NY
Past

January 2, 2009 - May 13, 2013

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
NEW YORK, NY
Past

April 2, 2007 - December 31, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
NEW YORK, NY
Past

April 2, 2007 - December 31, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

March 24, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
PURCHASE, NY
Past

June 11, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/17/2026)
RR
Alaska
(7/17/2026)
RR
Arizona
(7/17/2026)
RR
Arkansas
(7/17/2026)
RR
California
(7/17/2026)
RR
Colorado
(7/17/2026)
RR
Connecticut
(7/17/2026)
RR
Delaware
(7/17/2026)
RR
District of Columbia
(7/17/2026)
RR
Florida
(7/17/2026)
RR
Georgia
(7/17/2026)
RR
Hawaii
(7/17/2026)
RR
Idaho
(7/17/2026)
RR
Illinois
(7/17/2026)
RR
Indiana
(7/17/2026)
RR
Iowa
(7/17/2026)
RR
Kansas
(7/17/2026)
RR
Kentucky
(7/17/2026)
RR
Louisiana
(7/17/2026)
RR
Maine
(7/17/2026)
RR
Maryland
(7/17/2026)
RR
Massachusetts
(7/17/2026)
RR
Michigan
(7/17/2026)
RR
Minnesota
(7/17/2026)
RR
Mississippi
(7/17/2026)
RR
Missouri
(7/17/2026)
RR
Montana
(7/17/2026)
RR
Nebraska
(7/17/2026)
RR
Nevada
(7/17/2026)
RR
New Hampshire
(7/17/2026)
RR
New Jersey
(7/17/2026)
RR
New Mexico
(7/17/2026)
RR
New York
(7/17/2026)
RR
North Carolina
(7/17/2026)
RR
North Dakota
(7/17/2026)
RR
Ohio
(7/17/2026)
RR
Oklahoma
(7/17/2026)
RR
Oregon
(7/17/2026)
RR
Pennsylvania
(7/17/2026)
RR
Puerto Rico
(7/17/2026)
RR
Rhode Island
(7/17/2026)
RR
South Carolina
(7/17/2026)
RR
South Dakota
(7/17/2026)
RR
Tennessee
(7/17/2026)
RR
Texas
(7/17/2026)
RR
Utah
(7/17/2026)
RR
Vermont
(7/17/2026)
RR
Virgin Islands
(7/17/2026)
RR
Virginia
(7/17/2026)
RR
Washington
(7/17/2026)
RR
West Virginia
(7/17/2026)
RR
Wisconsin
(7/17/2026)
RR
Wyoming
(7/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/22/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/4/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348 / SEC#: , 8-25130

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T. ROWE PRICE ASSOCIATES, INC.SHAREHOLDER
BROWN, ANNE WHITESCARVERVICE PRESIDENT/DIRECTOR2396529
COYNE, TIMOTHY JOHNDIRECTOR2096849
HERR, DAVID JVICE PRESIDENT/DIRECTOR7659903
KORENMAN, PHILLIPPRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD4531831
MUMFORD, STEPHANIE PETERSVICE PRESIDENT/CCO2725261
NEWMAN, CHRISTOPHER CUDDYVICE PRESIDENT/DIRECTOR2037516
NYCE, BRITTONVICE PRESIDENT/CONTROLLER7313600

Disclosures

Regulatory Event1
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348Baltimore, MD 21231

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