David T. Foster

FOSTER & WOOD

Lake Oswego, OR 97035

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CRD#: 4584178

Professional summary

David Tarr Foster, CFP® is a registered financial advisor currently at FOSTER & WOOD, INC. located in Lake Oswego, Oregon.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Volunteer; Board of Directors for non-profit, Knapp Street Recovery. No compensation received. Less than 5% of time spent on this activity per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Tarr Foster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

September 18, 2012 - Present

FOSTER & WOOD, INC.

Office #1: 5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035

RIA

CRD#: 165362

Lake Oswego, OR

Past

May 21, 2004 - June 29, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

May 21, 2004 - June 29, 2006

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

July 30, 2003 - January 16, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 12, 2002 - February 19, 2003

PHILLIPS & COMPANY

CRD#: 35800

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOSTER & WOOD, INC.

FOSTER & WOOD | FOSTER WEALTH, INC. | FOSTER WEALTH | FOSTER & WOOD, INC.

CRD#: 165362 / SEC#: 801-120625

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Oregon

Registered Investment Advisory firm - (4/2/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/18/2012)

IAR

Texas
(11/23/2021)

IAR

Washington
(11/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/10/2002

General Securities Representative Examination

Current Firm

FOSTER & WOOD, INC.

FOSTER & WOOD | FOSTER WEALTH, INC. | FOSTER WEALTH | FOSTER & WOOD, INC.

CRD#: 165362 / SEC#: 801-120625

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Oregon

Registered Investment Advisory firm - (4/2/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2021 Terminated)

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Contact information

Main Address

5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 785-9844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	222
AUM (Assets Under Management)	$ 188,979,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David T. Foster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Tarr Foster's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

PHILLIPS & COMPANY

Primary Firm SEC Registration

FOSTER & WOOD, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2004

Series 63

Date: 9/19/2002

Series 7

Date: 9/10/2002

Current Firm

FOSTER & WOOD, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOSTER & WOOD, INC.

TRUST BUT VERIFY

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