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SJ

Shelly R. Jordan

ALPHA ASSET CONSULTING LLC
LITTLETON, CO
Some features on this profile are disabled
CRD#: 4584174
SJ

Professional summary

Shelly Renee Jordan is a registered financial advisor currently at ALPHA ASSET CONSULTING LLC located in Littleton, Colorado.

Shelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Shelly has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelly Renee Jordan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2006 - Present

ALPHA ASSET CONSULTING LLC

RIA
CRD#: 122659
LITTLETON, CO
Past

November 3, 2004 - December 31, 2005

ALPHA ASSET CONSULTING LLC

RIA
CRD#: 122659
OAKLAND, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALPHA ASSET CONSULTING LLC
ALPHA ASSET ADVISORS | ALPHA ASSET CONSULTING LLC | ALPHA ASSET ADVISORS LLC

CRD#: 122659 / SEC#: 801-61450

RIA
Registered Investment Advisory firm - (9/9/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/6/2006)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/4/2002
Uniform Investment Adviser Law Examination

Current Firm

AA
ALPHA ASSET CONSULTING LLC
ALPHA ASSET ADVISORS | ALPHA ASSET CONSULTING LLC | ALPHA ASSET ADVISORS LLC

CRD#: 122659 / SEC#: 801-61450

RIA
Registered Investment Advisory firm - (9/9/2002 Approved)
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Contact information

Main Address
Littleton, CO
Mailing Address
Phone number
(303) 321-3837
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 FIRM BROCHURE (3/24/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPHA ASSET CONSULTING LLC

CRD#: 122659Littleton, CO

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