Paul B. Ordonio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul B Ordonio ESQ., who also goes by Paul B Ordonio, Paul Buena Ordonio, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2002. Paul had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2009 - September 9, 2016
MATRIX CAPITAL GROUP, INC.
March 19, 2007 - May 6, 2009
ULTIMUS FUND DISTRIBUTORS, LLC
January 2, 2004 - February 6, 2007
CITCO MUTUAL FUND DISTRIBUTORS, INC.
May 15, 2003 - September 29, 2003
INCAP SECURITIES, INC.
September 12, 2002 - May 6, 2009
PARKWAY ADVISORS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MATRIX CAPITAL GROUP, INC.
CRD#: 33364 / SEC#: 801-61224, 8-46398
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
