Patrick Perfetto

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CRD#: 4584121

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Perfetto was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 2002. Patrick had worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 22, 2006 - June 19, 2014

BARRON FINANCIAL GROUP, LLP

RIA

CRD#: 140504

TORRINGTON, CT

Past

May 15, 2006 - October 16, 2006

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

TORRINGTON, CT

Past

January 10, 2006 - May 2, 2006

U.S. WEALTH ADVISORS, LLC.

CRD#: 126924

BRAINTREE, MA

Past

October 31, 2005 - December 31, 2005

OSAIC SERVICES, INC.

CRD#: 133763

TORRINGTON, CT

Past

September 13, 2004 - June 7, 2006

U.S. FINANCIAL ADVISORS

RIA

CRD#: 108763

TORRINGTON, CT

Past

December 4, 2002 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARRON FINANCIAL GROUP, LLP

BARRON FINANCIAL GROUP LLP | BARRON FINANCIAL GROUP, LLP

CRD#: 140504 / SEC#: 801-123451

RIA

Registered Investment Advisory firm - (3/15/2022 Approved)

Connecticut

Registered Investment Advisory firm - (3/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/6/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/3/2002

General Securities Representative Examination

Current Firm

BARRON FINANCIAL GROUP, LLP

BARRON FINANCIAL GROUP LLP | BARRON FINANCIAL GROUP, LLP

CRD#: 140504 / SEC#: 801-123451

RIA

Registered Investment Advisory firm - (3/15/2022 Approved)

Connecticut

Registered Investment Advisory firm - (3/28/2022 Terminated)

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Contact information

Main Address

103 Albert Street, Torrington, CT 06790

Mailing Address

Phone number

(860) 489-0432

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	480
AUM (Assets Under Management)	$ 168,766,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick Perfetto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BARRON FINANCIAL GROUP, LLP

PURSHE KAPLAN STERLING INVESTMENTS

U.S. WEALTH ADVISORS, LLC.

OSAIC SERVICES, INC.

U.S. FINANCIAL ADVISORS

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

BARRON FINANCIAL GROUP, LLP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/6/2003

Series 7

Date: 12/3/2002

Current Firm

BARRON FINANCIAL GROUP, LLP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARRON FINANCIAL GROUP, LLP

TRUST BUT VERIFY

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