Brian Walsh
Professional summary
Brian Walsh, who also goes by Brian J Walsh, Brian Joseph Walsh, is a registered financial professional currently at PORTUM CAPITAL LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 4 firms and has passed the Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2022 - Present
PORTUM CAPITAL LLC
Office #1: 40 Wall St Suite 1702, New York, NY 10005October 7, 2019 - April 8, 2021
UBS SECURITIES LLC
February 3, 2012 - September 3, 2019
PERSHING LLC
March 16, 2007 - June 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PORTUM CAPITAL LLC
CRD#: 300440 / SEC#: , 8-70281
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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