Stephen Lee Block
CFAProfessional Summary
Stephen Lee Block, CFA is a registered financial advisor currently at ELEVATION WEALTH PARTNERS, LLC located in Walnut Creek, California. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Stephen has worked at 3 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Steve is an independent financial advisor in his fourth decade of helping clients reach their financial goals through investment analysis and financial planning. Prior to joining Elevation Wealth Partners, he managed individuals’ wealth at Bay Isle Financial, from 1996 to 2005, and at Phocas Financial, which he co-founded, from 2005 to 2023. In addition, Steve has extensive experience with institutional portfolios in the small cap value and large cap value strategy, managing over $1 billion...
Other Aliases
There are no additional aliases reported.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
Website
xxxxxxxxxx.xxx
Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
Education
University of California, San Diego
Quantitative Economic Decision Science, BA
Quantitative Economic Decision Science, BA
University of Michigan Ross School of Business
Accounting and Finance, MBA
Accounting and Finance, MBA
Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
Current Firm
ELEVATION WEALTH PARTNERS, LLC | ZRC WEALTH MANAGEMENT, LLC | ZRC FINANCIAL SERVICES, LLC
Contact Information
Main Address
2121 North California Blvd Suite 290, Walnut Creek, CA 94596Phone Number
(925) 962-5600# of Employees
8SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,000AUM (Assets Under Management)
$670,748,146Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
Primary Firm SEC Registration
ELEVATION WEALTH PARTNERS, LLC | ZRC WEALTH MANAGEMENT, LLC | ZRC FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(10/11/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Lee Block's CRS (Customer Relationship Summary).
Similar Advisors
EDELMAN FINANCIAL ENGINES
STRATEGIC ADVISERS LLC
EAGLE STRATEGIES LLC
TERRAFIRMA WEALTH PARTNERS
