Michael A. Castillero
Professional summary
Michael Alejandro Castillero was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Michael had worked at 4 firms, which includes WINDSOR STREET CAPITAL LP, ALEXANDER CAPITAL L.P., LEGEND SECURITIES INC., J.P. TURNER & COMPANY L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2017 - October 17, 2017
WINDSOR STREET CAPITAL, LP
February 6, 2014 - June 16, 2017
ALEXANDER CAPITAL, L.P.
March 29, 2012 - February 4, 2014
ALEXANDER CAPITAL, L.P.
September 16, 2010 - April 26, 2012
LEGEND SECURITIES, INC.
December 11, 2002 - September 9, 2010
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
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