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Antonio C. Filpo

Some features on this profile are disabled
CRD#: 4583774
AF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Antonio Cesar Filpo, who also goes by Antonio Cesar Mendes Filpo, Antonio Filpo, was a registered financial professional .

Antonio is a previously registered financial professional and started their career in finance in 2002. Antonio had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Antonio Cesar Mendes Filpo | Antonio Filpo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently registered as an Investment Adviser Representative/Director with Aliya Capital Partners LLC at 1450 Brickell Avenue Suite 2600 ,Miami ,Fl,33131 whom have approved this OBA (outside business Activity). Aliya Capital Partners LLC is in strategic talks with Leste USA LLC to create a joint venture and currently shares space with Leste. Start date -April 2021. Full time employee. My duties are provide advisory services to clients.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 14, 2025 - May 5, 2025

ALTURA PRIVATE CAPITAL, LLC

RIA
CRD#: 332050
MIAMI, FL
Past

August 28, 2024 - December 31, 2024

ALTURA PRIVATE CAPITAL, LLC

RIA
CRD#: 332050
MIAMI, FL
Past

March 21, 2022 - May 28, 2024

ALIYA CAPITAL PARTNERS LLC

RIA
CRD#: 305988
MIAMI, FL
Past

November 16, 2021 - May 28, 2024

LESTE USA

BD
CRD#: 301289
Miami, FL
Past

September 23, 2021 - February 17, 2022

BRASIL PLURAL SECURITIES LLC

BD
CRD#: 159384
NEW YORK, NY
Past

November 15, 2019 - March 31, 2021

FORTUNE PARTNERS GROUP LLC

RIA
CRD#: 269988
MIAMI, FL
Past

October 31, 2018 - September 30, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

July 25, 2016 - September 30, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

March 30, 2015 - March 28, 2016

BTG PACTUAL US CAPITAL, LLC

BD
CRD#: 149486
Miami, FL
Past

December 6, 2010 - March 11, 2014

SAFRA SECURITIES LLC

BD
CRD#: 47873
NEW YORK, NY
Past

September 17, 2002 - March 5, 2008

SAFRA SECURITIES LLC

BD
CRD#: 47873
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/27/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/19/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/26/2011
General Securities Principal Examination

Current Firm

AP
ALTURA PRIVATE CAPITAL, LLC
ALTURA PRIVATE CAPITAL, LLC | MASTER RIA, LLC | MASTER FAMILY OFFICE | MASTER ADVISORS

CRD#: 332050 / SEC#: 801-130752

RIA
Registered Investment Advisory firm - (7/25/2024 120-Day Approval)
Florida
Registered Investment Advisory firm - (2/14/2025 Approved)
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Contact information

Main Address
801 Brickell Avenue Suite 510, Miami, FL 33131
Mailing Address
Phone number
(786) 530-6274
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALTURA PRIVATE CAPITAL, LLC FIRM BROCHURE (11/7/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTURA PRIVATE CAPITAL, LLC

CRD#: 332050

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