Lee E. Laswell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Edward Laswell was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 2002. Lee had worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - August 7, 2014
OUTLAND CAPITAL LLC
April 12, 2006 - October 13, 2008
GRADIENT TRADING LLC
January 13, 2003 - August 5, 2003
GOLDMAN SACHS & CO. LLC
September 19, 2002 - July 29, 2003
SLK-HULL DERIVATIVES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/20/2003
Limited Representative-Equity Trader ExamCurrent Firm
OUTLAND CAPITAL LLC
CRD#: 164928 / SEC#:
Contact information
Red Flags
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