Lauren Drapeau

INVESTMENT DISTRIBUTORS

Covington, KY 41011

Some features on this profile are disabled

CRD#: 4583713

Professional summary

Lauren Drapeau, who also goes by Lauren Jennifer Berube, Lauren Jennifer Drapeau, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.

Lauren is registered as a RR (Registered Representative) and started their career in finance in 2002. Lauren has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lauren Jennifer Berube | Lauren Jennifer Drapeau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LANDLORD; Non-Investment Related; Wethersfield, CT; Real Estate; Landlord; Start Date 09/2023; 1 hour per month with no hours per month during trading hours; Landlord for rental property.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lauren Drapeau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

INVESTMENT DISTRIBUTORS, INC.

Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011

CRD#: 35490

Covington, KY

Past

August 5, 2021 - December 31, 2024

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Rocky Hill, CT

Past

August 2, 2021 - January 3, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

July 22, 2015 - January 12, 2018

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

GEORGETOWN, CT

Past

July 21, 2015 - January 12, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

GEORGETOWN, CT

Past

March 3, 2014 - June 30, 2015

CRD#: 13704

BRIDGEPORT, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/29/2024)

Alaska
(4/29/2024)

Arizona
(1/3/2024)

Arkansas
(4/30/2024)

California
(4/26/2024)

Colorado
(1/3/2024)

Connecticut
(1/3/2022)

Delaware
(5/8/2024)

District of Columbia
(1/5/2024)

Florida
(1/3/2024)

Georgia
(4/29/2024)

Hawaii
(4/30/2024)

Idaho
(1/23/2024)

Illinois
(5/7/2024)

Indiana
(4/26/2024)

Iowa
(4/29/2024)

Kansas
(5/1/2024)

Kentucky
(5/3/2024)

Louisiana
(1/10/2024)

Maine
(4/29/2024)

Maryland
(1/4/2024)

Massachusetts
(4/29/2024)

Michigan
(5/1/2024)

Minnesota
(5/22/2024)

Mississippi
(4/30/2024)

Missouri
(5/2/2024)

Montana
(4/29/2024)

Nebraska
(4/29/2024)

Nevada
(4/26/2024)

New Hampshire
(4/30/2024)

New Jersey
(5/21/2024)

New Mexico
(4/29/2024)

New York
(4/29/2024)

North Carolina
(4/29/2024)

North Dakota
(5/1/2024)

Ohio
(1/3/2024)

Oklahoma
(4/29/2024)

Oregon
(4/30/2024)

Pennsylvania
(4/29/2024)

Rhode Island
(4/29/2024)

South Carolina
(5/1/2024)

South Dakota
(4/29/2024)

Tennessee
(4/29/2024)

Texas
(5/2/2024)

Utah
(4/29/2024)

Vermont
(4/29/2024)

Virginia
(1/3/2024)

Washington
(4/26/2024)

West Virginia
(5/8/2024)

Wisconsin
(5/2/2024)

Wyoming
(5/1/2024)

Exams

State Security Law Exam

Series 63

Date: 4/26/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/7/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/6/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490 / SEC#: , 8-46802

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2801 Highway 280 South, Birmingham, AL 35223

Mailing Address

2801 Highway 280 South, Birmingham, AL 35223

Phone number

(205) 868-3073

Established

Tennessee since 08/30/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PROTECTIVE LIFE CORPORATION	PARENT COMPANY
CARLSON, MARTHA L	DESIGNATED RESPONSIBLE LICENSED PRODUCER	2731502
COFFMAN, BENJAMIN PAUL	CHIEF FINANCIAL OFFICER	6738662
COLLAZO, KIMBERLY	ASSISTANT SECRETARY	8075061
CREUTZMANN, SCOTT EMIL	DIRECTOR	5351383
LANE, JAMIE LAURA	DIRECTOR	5779720
LEE, FELICIA MALLOCH	SECRETARY	7498538
MCCRELESS, KEVIN LUCIUS	CHIEF COMPLIANCE OFFICER	5180100
MORSCH, LETITIA A	DIRECTOR & ASSISTANT SECRETARY	5133531
TENNENT, RAYBURN EDWARD	SR ANALYST FINANCIAL REPORTING	6245099
WAGNER, JAMES CARL JR	PRESIDENT & DIRECTOR	4261922

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lauren Drapeau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lauren Drapeau's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

MML DISTRIBUTORS, LLC

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

MML DISTRIBUTORS, LLC

PEOPLE'S SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/2024

Series 65

Date: 6/7/2007

SIE

Date: 1/12/2018

Series 7

Date: 4/18/2007

Series 6

Date: 12/6/2002

FINRA

Current Firm

INVESTMENT DISTRIBUTORS, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESTMENT DISTRIBUTORS, INC.

TRUST BUT VERIFY

Similar Advisors