Gary T. Walther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Thomas Walther was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1969. Gary had worked at 8 firms and has passed the Series 79TO, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2000 - October 31, 2023
LINCOLN INTERNATIONAL LLC
December 21, 1993 - April 11, 2001
WELLS FARGO CLEARING SERVICES, LLC
June 26, 1984 - December 24, 1992
LEHMAN BROTHERS INC.
March 30, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
July 1, 1983 - February 24, 1984
BECKER PARIBAS INCORPORATED
May 24, 1982 - June 30, 1983
WARBURG PARIBAS BECKER INCORPORATED
September 26, 1978 - December 23, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 2, 1969 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/20/1969
Registered Representative ExaminationCurrent Firm
LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INTERNATIONAL, LP | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING MEMBER | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| KAHN, RONALD ALAN | EXECUTIVE COMMITTEE MEMBER | 1701384 |
| LAWSON, LAWRENCE JAMES III | MANAGING MEMBER, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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