David E. Levi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Erwin Levi, who also goes by David Levi, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2002. David had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2017 - December 31, 2018
INTE SECURITIES LLC
October 12, 2015 - January 8, 2016
HOLD BROTHERS CAPITAL LLC
January 3, 2012 - October 17, 2013
BLACKROCK INVESTMENTS, LLC
September 22, 2011 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
December 4, 2009 - August 23, 2011
DEVELOPMENT CORPORATION FOR ISRAEL
September 25, 2002 - March 21, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/18/2002
Limited Representative-Equity Trader ExamCurrent Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
