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JO

Joseph J. Owens

PROMETHEUM EMBER CAPITAL
New York, NY 10005
Some features on this profile are disabled
CRD#: 4583365
JO

Professional summary


Joseph John Owens, who also goes by J.j. Owens, is a registered financial professional currently at PROMETHEUM EMBER CAPITAL located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2002. Joseph has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


J.j. Owens

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph John Owens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 23, 2024 - Present

PROMETHEUM EMBER CAPITAL

Office #1: 120 Wall Street 25th Floor, New York, NY 10005
BD
CRD#: 312784
New York, NY
Past

March 10, 2015 - December 12, 2016

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

December 22, 2014 - December 12, 2016

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

May 1, 2007 - June 18, 2010

SEATTLE-NORTHWEST SECURITIES CORPORATION

BD
CRD#: 10639
SEATTLE, WA
Past

April 27, 2007 - June 18, 2010

SEATTLE-NORTHWEST SECURITIES CORPORATION

RIA
CRD#: 10639
SEATTLE, WA
Past

May 11, 2004 - June 14, 2006

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA
CRD#: 108958
OWINGS MILLS, MD
Past

November 15, 2002 - June 14, 2006

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2004
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PE
PROMETHEUM EMBER CAPITAL
PROMETHEUM CAPITAL | PROMETHEUM EMBER CAPITAL, LLC | PROMETHEUM EMBER CAPITAL | PROMETHEUM CAPITAL LLC

CRD#: 312784 / SEC#: , 8-70739

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
120 Wall Street 25th Floor, New York, NY 10005
Mailing Address
120 Wall Street 25th Floor, New York, NY 10005
Phone number
(212) 333-3315
Established
Delaware since 01/13/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PROMETHEUM INC.PARENT
BECKERMAN, JARREDFINOP6683745
FANELLI, ROSEMARIECHIEF OPERATING OFFICER7463196
KAPLAN, BENJAMIN SETHCEO6993516
KITCHIN, KENNETH JOHNCHIEF COMPLIANCE OFFICER/AMLCO6748676

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PROMETHEUM EMBER CAPITAL

CRD#: 312784New York, NY 10005

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