Ross M. Bowen

PROMONTORY FINANCIAL PLANNING

Logan, UT 84321

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CRD#: 4583355

Professional summary

Ross Morrell Bowen, who also goes by Mic Bowen, is a registered financial advisor currently at PROMONTORY FINANCIAL PLANNING, LLC located in Logan, Utah.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Ross has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mic Bowen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Works for Florida Annual United Methodist Conference as the CFO/Treasurer.� This includes the following departments:� �Financial Services, Human Resources, Ministry�Protection, Health and Benefits. Also a Board member at Bank of Commerce, 3113 S. 25th E.Idaho Falls, Idaho 83406 policy making 8 hrs week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Morrell Bowen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2016 - Present

PROMONTORY FINANCIAL PLANNING, LLC

Office #1: 255 S Main Street A-155, Logan, UT 84321

RIA

CRD#: 153666

Logan, UT

Past

March 27, 2012 - May 11, 2016

FORESIGHT WEALTH MANAGEMENT, LLC

RIA

CRD#: 153881

SANDY, UT

Past

January 19, 2012 - March 27, 2012

YELLOWSTONE PARTNERS

RIA

CRD#: 137236

LOGAN, UT

Past

October 14, 2003 - April 13, 2005

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

October 11, 2002 - October 9, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

IDAHO FALLS, ID

Past

September 24, 2002 - October 9, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 24, 2002 - October 9, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROMONTORY FINANCIAL PLANNING, LLC

GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING

CRD#: 153666 / SEC#: 801-114494

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

Arizona

Registered Investment Advisory firm - (2/1/2019 Terminated)

California

Registered Investment Advisory firm - (4/10/2019 Terminated)

Colorado

Registered Investment Advisory firm - (2/12/2019 Terminated)

Idaho

Registered Investment Advisory firm - (2/1/2019 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(6/6/2017)

IAR

Utah
(5/17/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/10/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/23/2002

General Securities Representative Examination

Current Firm

PROMONTORY FINANCIAL PLANNING, LLC

GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING

CRD#: 153666 / SEC#: 801-114494

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

Arizona

Registered Investment Advisory firm - (2/1/2019 Terminated)

California

Registered Investment Advisory firm - (4/10/2019 Terminated)

Colorado

Registered Investment Advisory firm - (2/12/2019 Terminated)

Idaho

Registered Investment Advisory firm - (2/1/2019 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2019 Terminated)

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Contact information

Main Address

Farmington, UT

Mailing Address

Phone number

(801) 513-2545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROMONTORY FINANCIAL PLANNING (2/11/2025)

Regulatory assets under management

Total Number of Accounts	570
AUM (Assets Under Management)	$ 280,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ross M. Bowen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Morrell Bowen's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIGHT WEALTH MANAGEMENT, LLC

YELLOWSTONE PARTNERS

EQUITY SERVICES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

PROMONTORY FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2012

Series 66

Date: 10/10/2002

Series 7

Date: 9/23/2002

Current Firm

PROMONTORY FINANCIAL PLANNING, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROMONTORY FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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