Colleen S. Councell
Professional summary
Colleen Suzanne Councell, who also goes by Colleen Suzanne Cassidy, Colleen Suzanne Councell, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 2004. Colleen has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Suzanne Councell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2025 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231February 26, 2019 - June 24, 2021
T. ROWE PRICE ASSOCIATES, INC.
December 14, 2016 - March 5, 2019
T. ROWE PRICE ADVISORY SERVICES, INC.
February 26, 2010 - December 31, 2014
T. ROWE PRICE ADVISORY SERVICES, INC.
February 22, 2007 - January 12, 2010
T. ROWE PRICE ADVISORY SERVICES, INC.
August 2, 2004 - June 24, 2021
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/5/2024
General Securities Representative ExaminationSeries 6TO
Date: 2/5/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
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