TS
Terrence J. Scroggin
MSP WEALTH MANAGEMENT
Klamath Falls, OR 97601
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CRD#: 4583317
TS
Professional summary
Terrence John Scroggin, who also goes by Terry Scroggin, is a registered financial advisor currently at MSP WEALTH MANAGEMENT, LLC located in Klamath Falls, Oregon.
Terrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Terrence has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terry Scroggin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SWAN LAKE MOLDING CO; POSITION: PRESIDENT, CO-TTEE; NATURE: RENTAL REAL ESTATE; INV RELATED: Yes; # OF HRS: 15; SEC TRADE HRS: 0; START DATE: 11/01/08; ADDRESS: Klamath Falls OR; DES: PRES./CO-TTEE. 2) TERRENCE SCROGGIN; POSITION: INSURANCE AGENT; NATURE: INSURANCE; INV RELATED: Yes; #OF HRS: 2; SEC TRADE HRS: 1; ADDRESS: Klamath Falls OR; DESCRIPTION: AGENT. 3) C FAMILY REMAINDER TRUST; POSITION: ACTING TTEE; NATURE: TRUST; INV RELATED: No; #OF HRS: 0; SEC TRADING HRS: 0; START DATE: 7/27/10; DESCRIPTION: TTEE duties. 4) GMC IRREVOCABLE TRUST; POSITION: TTEE; NAT: LIFE INS TRUST; INV RELATED: No; #OF HRS: 0; SEC TRADE HRS: 0; START DATE: 7/27/10; DESCRIPTION: TTEE duties. 5) DC TRUST; POSITION: CO-TTEE; NATURE: TRUST; INV RELATED: No; #OF Hrs: 0; SEC TRADE Hrs: 0; START DATE: 7/30/10; DESCRIPTION: Co-Trustee w/ J.V. settle trust estate of mutual client. 6) KB BREWING, INC; POSITION: MEMBER THE BOARD OF DIRECTORS; NATURE: RESTAURANT AND BREWERY; INV RELATED: Yes; #OF Hrs: 8; SEC TRADE Hrs: 0; START DATE: 11/01/04; ADDRESS: Klamath Falls OR; DESCRIPTION: Board of Directors duties.
CRS (Client Relationship Summary) - RIA
Click below to view Terrence John Scroggin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2020 - Present
MSP WEALTH MANAGEMENT, LLC
Office #1: 824 Pine Street, Klamath Falls, OR 97601RIA
CRD#: 306522
Klamath Falls, OR
Past
October 25, 2019 - April 1, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
October 25, 2019 - April 1, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
KLAMATH FALLS, OR
Past
December 16, 2002 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
KLAMATH FALLS, OR
Past
October 31, 2002 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
KLAMATH FALLS, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MSP WEALTH MANAGEMENT, LLC
DESERT ADVISORY LLC | MSP WEALTH MANAGEMENT, LLC
CRD#: 306522 / SEC#: 801-117846
RIA
Registered Investment Advisory firm - (1/3/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(3/25/2020)
IAR
Texas(3/26/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MSP WEALTH MANAGEMENT, LLC
DESERT ADVISORY LLC | MSP WEALTH MANAGEMENT, LLC
CRD#: 306522 / SEC#: 801-117846
RIA
Registered Investment Advisory firm - (1/3/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
824 Pine Street, Klamath Falls, OR 97601
Mailing Address
Phone number
(541) 884-4164
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 795 |
| AUM (Assets Under Management) | $ 193,009,400 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
