Harvey E. Weimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Edward Weimer was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 2002. Harvey had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2019 - November 10, 2020
EPG WEALTH MANAGEMENT LLC
April 6, 2009 - October 2, 2017
VOYA FINANCIAL ADVISORS, INC.
March 27, 2009 - October 2, 2017
VOYA FINANCIAL ADVISORS, INC.
January 1, 2008 - March 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - March 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 17, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
October 31, 2002 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
EPG WEALTH MANAGEMENT LLC
CRD#: 302075 / SEC#: 801-116719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EPG WEALTH MANAGEMENT LLC
CRD#: 302075 / SEC#: 801-116719
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,114 |
| AUM (Assets Under Management) | $ 495,489,968 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
