Irina Galper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irina Galper, who also goes by Irina Zapletalova, was a registered financial professional .
Irina is a previously registered financial professional and started their career in finance in 2002. Irina had worked at 14 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2020 - July 1, 2024
MORGAN STANLEY
February 18, 2020 - July 1, 2024
MORGAN STANLEY
May 3, 2017 - February 5, 2020
EDWARD JONES
February 13, 2017 - February 5, 2020
EDWARD JONES
April 17, 2014 - September 8, 2014
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2014 - September 8, 2014
WELLS FARGO CLEARING SERVICES, LLC
July 6, 2005 - October 30, 2006
CITICORP INVESTMENT SERVICES
December 17, 2004 - June 13, 2005
AMCORE INVESTMENT SERVICES, INC
October 25, 2004 - November 17, 2004
WAMU INVESTMENTS, INC.
April 21, 2004 - September 10, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
April 21, 2004 - September 10, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
October 30, 2003 - April 22, 2004
NATCITY INVESTMENTS, INC.
September 29, 2003 - September 30, 2003
METROPOLITAN LIFE INSURANCE COMPANY
September 29, 2003 - September 30, 2003
MSI FINANCIAL SERVICES, INC.
March 31, 2003 - August 15, 2003
FORESTERS EQUITY SERVICES, INC.
December 20, 2002 - March 25, 2003
MONY SECURITIES CORPORATION
November 19, 2002 - December 13, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
October 21, 2002 - December 13, 2002
IDS LIFE INSURANCE COMPANY
October 21, 2002 - December 13, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
