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JM

Jeanna L. Montes

DAKOTA WEALTH
Mechanicsburg, PA 17055
Some features on this profile are disabled
CRD#: 4583215
JM

Professional summary

Jeanna Loydell Montes, who also goes by Jeanna Loydell Adam, is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Mechanicsburg, Pennsylvania.

Jeanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeanna has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeanna Loydell Adam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Jeanna Montes; 21 Cypress Point Court, Mechanicsburg, PA, 17050, United States; Clothing Resale;Owner/Proprietor; Not Investment Related; 06/06/2018;10 Hours per month; Source used clothing and sell on eBay.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanna Loydell Montes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2023 - Present

DAKOTA WEALTH, LLC

Office #1: 5010 Ritter Road Suite 112, Mechanicsburg, PA 17055
RIA
CRD#: 297987
Mechanicsburg, PA
Past

April 21, 2016 - November 1, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Mechanicsburg, PA
Past

April 15, 2016 - November 1, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Mechanicsburg, PA
Past

December 19, 2013 - April 28, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
ENOLA, PA
Past

October 9, 2012 - April 28, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
ENOLA, PA
Past

March 14, 2012 - October 10, 2012

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
MECHANICSBURG, PA
Past

June 1, 2009 - June 9, 2010

MORGAN STANLEY

RIA
CRD#: 149777
RIVERSIDE, CA
Past

June 1, 2009 - June 9, 2010

MORGAN STANLEY

BD
CRD#: 149777
RIVERSIDE, CA
Past

May 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
RIVERSIDE, CA
Past

May 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
RIVERSIDE, CA
Past

July 29, 2004 - May 25, 2007

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
RIVERSIDE, CA
Past

July 29, 2004 - May 25, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
RIVERSIDE, CA
Past

December 11, 2003 - June 30, 2004

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

October 21, 2002 - December 16, 2003

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

October 21, 2002 - December 16, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA
Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(11/1/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/2002
General Securities Representative Examination

Current Firm

DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA
Registered Investment Advisory firm - (10/8/2018 Approved)
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Contact information

Main Address
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752
Mailing Address
Phone number
(561) 774-8101
Established
Firm type
Fiscal year end
# of Employees
78

SEC notice filing (37 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts9,786
AUM (Assets Under Management)$ 6,335,261,507

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/10/2025
Cover Page
Report
09/13/2024
Cover Page
Report
11/21/2023
Cover Page
Report
01/18/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAKOTA WEALTH, LLC

CRD#: 297987Mechanicsburg, PA 17055

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