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DA

David N. Abuaf

TRUSTAGE INVESTMENT MANAGEMENT
Oregon, WI
Some features on this profile are disabled
CRD#: 4582706
DA

Professional summary

David Nathan Abuaf, who also goes by David Abuaf, is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Oregon, Wisconsin and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David Abuaf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Nathan Abuaf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2021 - Present

TRUSTAGE INVESTMENT MANAGEMENT

RIA
CRD#: 105960
Oregon, WI
Current

May 14, 2020 - Present

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
Parkersburg, IA
Past

May 7, 2020 - November 18, 2021

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
Chicago, IL
Past

November 22, 2013 - September 20, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
COLUMBUS, IN
Past

November 21, 2013 - September 20, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
COLUMBUS, IN
Past

November 3, 2011 - January 18, 2013

HEFTY WEALTH PARTNERS

RIA
CRD#: 153880
AUBURN, IN
Past

October 27, 2011 - February 26, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
AUBURN, IN
Past

June 15, 2004 - May 4, 2005

AUDOBON SECURITIES, INC.

BD
CRD#: 25156
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TRUSTAGE INVESTMENT MANAGEMENT
MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA
Registered Investment Advisory firm - (1/4/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Wisconsin
(10/20/2021)
IAR
Wisconsin
(11/18/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/2/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/17/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 9/24/2004
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TRUSTAGE INVESTMENT MANAGEMENT
MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA
Registered Investment Advisory firm - (1/4/1983 Approved)
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Contact information

Main Address
5910 Mineral Point Rd, Madison, WI 53705
Mailing Address
Phone number
(608) 238-5851
Established
Firm type
Fiscal year end
# of Employees
63

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

MEMBERS CAPITAL ADVISORS (D/B/A TRUSTAGE INVESTMENT MANAGEMENT) BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts363
AUM (Assets Under Management)$ 37,252,230,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960Oregon, WI

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