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JF

Jerrod M. Freund

JAVELIN PRIVATE CAPITAL GROUP LLC
St. Louis, MO 63108
Some features on this profile are disabled
CRD#: 4582685
JF

Professional summary


Jerrod Michael Freund, who also goes by Jerrod Michael Freund Mr., is a registered financial professional currently at JAVELIN PRIVATE CAPITAL GROUP LLC located in St. Louis, Missouri.

Jerrod is registered as a RR (Registered Representative) and started their career in finance in 2002. Jerrod has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jerrod Michael Freund Mr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jerrod Michael Freund's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 18, 2021 - Present

JAVELIN PRIVATE CAPITAL GROUP LLC

Office #1: 4625 Lindell Blvd Suite 328, St. Louis, MO 63108
BD
CRD#: 310169
St. Louis, MO
Past

October 9, 2020 - October 29, 2020

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

September 14, 2016 - July 31, 2020

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

September 13, 2010 - August 25, 2016

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

March 17, 2004 - June 1, 2010

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

October 16, 2002 - March 18, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/7/2024)
RR
Connecticut
(4/25/2024)
RR
Illinois
(6/24/2024)
RR
Missouri
(4/10/2024)
RR
New York
(4/19/2024)
RR
Pennsylvania
(5/6/2024)
RR
Texas
(5/6/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/28/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


JP
JAVELIN PRIVATE CAPITAL GROUP LLC
JAVELIN PRIVATE CAPITAL GROUP LLC

CRD#: 310169 / SEC#: , 8-70661

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
800 3rd Ave Suite 3703, New York, NY 10022
Mailing Address
800 3rd Ave Suite 3703, New York, NY 10022
Phone number
(646) 916-1933
Established
Delaware since 05/27/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
JAVELIN GLOBAL COMMODITIES (US) LPMANAGING MEMBER
COSIO, ROMMELCHIEF COMPLIANCE OFFICER2017788
FREUND, JERROD MICHAELCHIEF EXECUTIVE OFFICER4582685
SHAW, ANTHONYFINOP/PFO/POO7338445

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JAVELIN PRIVATE CAPITAL GROUP LLC

CRD#: 310169St. Louis, MO 63108

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