JM
Jason E. May
UNITED BROKERAGE SERVICES,
Harrisonburg, VA 22801
Some features on this profile are disabled
CRD#: 4582561
JM
Professional summary
Jason Edward May, who also goes by Jason E May, Jason May, is a registered financial advisor currently at UNITED BROKERAGE SERVICES, INC located in Harrisonburg, Virginia.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason E May | Jason May
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Town of Mt. Crawford, Not Investment Related, Location: Mt Crawford, VA NATURE: utility billing, mail, tax billing POSITION: Deputy Town Manager START DATE: 09/15/2020 #HRS/MO: 10 HRS/MO TRADING TIME: 0
Name: Planning Commission Town Council, Not Investment Related, Non-Charity, Location Mt Crawford, VA, 08/01/2017, #Hrs/Month: Meets once every 3 years Title: Member. # hours/month during trading time: 0, No Compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Edward May's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Edward May's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2017 - Present
UNITED BROKERAGE SERVICES, INC
Office #1: 110 University Blvd, Harrisonburg, VA 22801Office #2: 54 Franklin Street, Weyers Cave, VA 24486RIA
BD
CRD#: 39062
Harrisonburg, VA
Current
January 3, 2017 - Present
UNITED BROKERAGE SERVICES, INC
Office #1: 110 University Blvd, Harrisonburg, VA 22801Office #2: 54 Franklin Street, Weyers Cave, VA 24486RIA
BD
CRD#: 39062
Harrisonburg, VA
Past
July 10, 2015 - January 10, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CHARLOTTESVILLE, VA
Past
May 1, 2015 - January 10, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CHARLOTTESVILLE, VA
Past
August 15, 2012 - May 8, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTESVILLE, VA
Past
August 15, 2012 - May 8, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTESVILLE, VA
Past
November 7, 2011 - August 10, 2012
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
CHARLOTTESVILLE, VA
Past
November 7, 2011 - August 10, 2012
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
CHARLOTTESVILLE, VA
Past
January 19, 2011 - November 16, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
CHARLOTTESVILLE, VA
Past
January 19, 2011 - November 16, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTESVILLE, VA
Past
September 2, 2008 - January 13, 2011
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
HARRISONBURG, VA
Past
September 2, 2008 - January 13, 2011
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
HARRISONBURG, VA
Past
August 23, 2007 - August 14, 2008
UNITED BROKERAGE SERVICES, INC
RIA
CRD#: 39062
WAYNESBORO, VA
Past
August 23, 2007 - August 14, 2008
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
WAYNESBORO, VA
Past
January 21, 2004 - June 6, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
HARRISONBURG, VA
Past
December 4, 2003 - June 6, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
HARRISONBURG, VA
Past
July 9, 2003 - December 1, 2003
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
January 13, 2003 - October 14, 2003
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
HARRISONBURG, VA
Past
October 6, 2002 - October 14, 2003
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
UNITED BROKERAGE SERVICES, INC
UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC
CRD#: 39062 / SEC#: 801-80804, 8-48685
RIA
Registered Investment Advisory firm - SEC (1/9/2015 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Kentucky
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/26/2015 Terminated)New Jersey
Registered Investment Advisory firm - SEC (1/30/2015 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (1/22/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Virginia
Registered Investment Advisory firm - SEC (1/21/2015 Terminated)West Virginia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/11/2022)
RR
Arizona(4/1/2022)
RR
Georgia(6/3/2022)
RR
Maine(8/18/2020)
RR
Maryland(4/14/2022)
RR
Missouri(4/22/2020)
RR
North Carolina(10/30/2019)
RR
Texas(2/3/2017)
IAR
Texas(2/6/2017)
RR
Virginia(1/3/2017)
IAR
Virginia(1/10/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UB
UNITED BROKERAGE SERVICES, INC
UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC
CRD#: 39062 / SEC#: 801-80804, 8-48685
RIA
Registered Investment Advisory firm - SEC (1/9/2015 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Kentucky
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/26/2015 Terminated)New Jersey
Registered Investment Advisory firm - SEC (1/30/2015 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (1/22/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Virginia
Registered Investment Advisory firm - SEC (1/21/2015 Terminated)West Virginia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
514 Market Street, Parkersburg, WV 26101
Mailing Address
P. O. Box 1508, Parkersburg, WV 26102-1508
Phone number
(888) 424-6158
Established
West Virginia since 04/24/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
101
SEC notice filing (17 States and Territories)
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED ASSET MANAGEMENT CORP. | OWNER | |
| ADAMS, RICHARD MATTHEW JR | CHAIRMAN OF THE BOARD/DIRECTOR | 2656091 |
| BOARD, ANGIE MARIE | FINOP | 6464533 |
| EARL, MICHEAL LEN | CHIEF COMPLIANCE OFFICER | 4266715 |
| GURTIS, JULIE RITCHIE | DIRECTOR | |
| HUMPHREY, MATTHEW LEE | CHIEF EXECUTIVE OFFICER/DIRECTOR | 5943475 |
| MOCK, DONALD FREDERICK | DIRECTOR | 5059205 |
| MUDLAFF, THOMAS JAMES | CHIEF OPERATIONS OFFICER | 2359466 |
| REYNOLDS, FRANK KEVIN | DIRECTOR | 5731814 |
| SHAVER, AMI LEE | DIRECTOR | 2771684 |
Regulatory assets under management
| Total Number of Accounts | 1,889 |
| AUM (Assets Under Management) | $ 389,130,559 |
Disclosures
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
