Iris L. Buczkowski

BIRCH WEALTH MANAGEMENT

ROME, NY 13440

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CRD#: 4582535

Professional summary

Iris Lee Buczkowski, who also goes by Iris Lee Corcoran, is a registered financial advisor currently at BIRCH WEALTH MANAGEMENT located in Rome, New York.

Iris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Iris has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Iris Lee Corcoran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NOTARY PUBLIC - NO. BU6068436, 1106 N.GEORGE ST. ROME, NY 13440, NOT INVESTMENT-RELATED. START 2000, 1 HOUR PER MONTH ALL DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT. 1106 N. GEORGE ST. ROME, NY 13440, NOT INVESTMENT-RELATED. START-2001. 2 HOURS PER MONTH ALL DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Iris Lee Buczkowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2021 - Present

BIRCH WEALTH MANAGEMENT

Office #1: 205 W. Court St., Rome, NY 13440

RIA

CRD#: 304727

ROME, NY

Past

March 10, 2006 - October 3, 2018

CADARET, GRANT & CO., INC.

CRD#: 10641

UTICA, NY

Past

March 16, 2005 - January 31, 2006

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 1, 2003 - March 9, 2005

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BIRCH WEALTH MANAGEMENT

BIRCH WEALTH MANAGEMENT | BIRCH WEALTH, INC.

CRD#: 304727 / SEC#: 801-121325

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

New York

Registered Investment Advisory firm - (6/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/2003

General Securities Representative Examination

Current Firm

BIRCH WEALTH MANAGEMENT

BIRCH WEALTH MANAGEMENT | BIRCH WEALTH, INC.

CRD#: 304727 / SEC#: 801-121325

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

New York

Registered Investment Advisory firm - (6/28/2021 Terminated)

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Contact information

Main Address

205 W. Court St., Rome, NY 13440

Mailing Address

Phone number

(315) 795-2005

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BIRCH WEALTH MANAGEMENT ADV BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	398
AUM (Assets Under Management)	$ 49,734,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Iris L. Buczkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Iris Lee Buczkowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

OSAIC WEALTH, INC.

CADARET, GRANT & CO., INC.

Primary Firm SEC Registration

BIRCH WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2005

Series 63

Date: 5/22/2003

SIE

Date: 10/1/2018

Series 7

Date: 3/31/2003

Current Firm

BIRCH WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BIRCH WEALTH MANAGEMENT

TRUST BUT VERIFY

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