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Kurt Oelze

KURT OELZE
Phoenix, AZ
Some features on this profile are disabled
CRD#: 4582462
KO

Professional summary


Kurt Oelze, who also goes by Melvin Kurt Oelze, is a registered financial advisor currently at KURT OELZE, LLC located in Phoenix, Arizona.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kurt has worked at 3 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Melvin Kurt Oelze

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kurt Oelze's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 20, 2011 - Present

KURT OELZE, LLC

RIA
CRD#: 132874
Phoenix, AZ
Past

April 29, 2003 - November 16, 2004

RUBICON FINANCIAL NETWORK

RIA
CRD#: 113980
TEMPE, AZ
Past

October 6, 2002 - February 28, 2005

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/20/2011)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/4/2002
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


KO
KURT OELZE, LLC
KURT OELZE, LLC | OELZE, MELVIN KURT | KURT OELZE, MBA

CRD#: 132874 / SEC#:

Arizona
Registered Investment Advisory firm - (11/29/2004 Approved)
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Contact information


Main Address
Phoenix, AZ
Mailing Address
Phone number
(602) 515-9508
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts10
AUM (Assets Under Management)$ 3,070,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KURT OELZE, LLC

CRD#: 132874Phoenix, AZ

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