Caleb R. Overton
Professional summary
Caleb Robert Overton was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Caleb is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Caleb had worked at 3 firms, which includes BILTMORE WEALTH MANAGEMENT LLC, CENTAURUS FINANCIAL INC., VOYA FINANCIAL ADVISORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2012 - March 21, 2019
BILTMORE WEALTH MANAGEMENT, LLC
March 15, 2004 - June 1, 2012
CENTAURUS FINANCIAL, INC.
May 16, 2003 - June 1, 2012
CENTAURUS FINANCIAL, INC.
November 15, 2002 - May 22, 2003
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BILTMORE WEALTH MANAGEMENT, LLC
CRD#: 163652 / SEC#:
Contact information
Red Flags
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