Jonathan J. Berusch

ALLIANCEBERNSTEIN L.P.

Boca Raton, FL

Some features on this profile are disabled

CRD#: 4582394

Professional summary

Jonathan Jay Berusch, who also goes by Jon Jay Berusch, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Boca Raton, Florida and SANFORD C. BERNSTEIN & CO., LLC located in Chicago, Illinois.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jonathan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Jay Berusch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARTNER IN FAMILY LLC FOR ESTATE PLANNING PURPOSES SINCE 1994. BERUSCH HOLDINGS, LLC, C/O DONNA BERUSCH, 15284 CALLOWAY COURT, GLENWOOD,MD. NOT INVESTMENT RELATED, BEGAN 7/3/95. THE BUSINESS IS TO OWN AND OPERATE TWO NURSERY SCHOOLS/DAY CARE CENTERS. ZERO HOURS SPENT PER MONTH. NOT AFFILIATED WITH ALLIANZ.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Jay Berusch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2023 - Present

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

Boca Raton, FL

Current

February 22, 2023 - Present

SANFORD C. BERNSTEIN & CO., LLC

Office #1: 227 West Monroe Street Suite 5900, Chicago, IL 60606

RIA

CRD#: 104474

Chicago, IL

Past

June 26, 2015 - May 22, 2023

ALLIANZ GLOBAL INVESTORS U.S. LLC

RIA

CRD#: 149003

CHICAGO, IL

Past

June 25, 2015 - November 1, 2022

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

May 22, 2014 - November 6, 2014

SANFORD C. BERNSTEIN & CO., LLC

RIA

CRD#: 104474

MIAMI, FL

Past

May 19, 2014 - June 3, 2015

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

MIAMI, FL

Past

April 16, 2014 - June 3, 2015

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

MIAMI, FL

Past

October 17, 2012 - February 28, 2014

ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446

ATLANTA, GA

Past

March 17, 2011 - October 1, 2012

GRV SECURITIES LLC

CRD#: 138348

CHICAGO, IL

Past

February 3, 2006 - March 14, 2011

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

March 7, 2005 - July 29, 2005

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

PORTLAND, ME

Past

January 16, 2003 - November 5, 2004

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA

Registered Investment Advisory firm - (8/13/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/22/2023)

IAR

Florida
(6/13/2023)

Illinois
(2/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/14/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/22/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 3/30/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/2/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/15/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA

Registered Investment Advisory firm - (8/13/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

501 Commerce Street, Nashville, TN 37203

Mailing Address

Phone number

(615) 622-0000

Established

Firm type

Fiscal year end

# of Employees

3,994

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT FORM ADV BROCHURE (3/28/2025)

INSTITUTIONAL FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	68,593
AUM (Assets Under Management)	$ 709,162,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan J. Berusch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Jay Berusch's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANFORD C. BERNSTEIN & CO., LLC

ALLIANZ GLOBAL INVESTORS U.S. LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

SANFORD C. BERNSTEIN & CO., LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

ARTISAN PARTNERS DISTRIBUTORS LLC

GRV SECURITIES LLC

SANFORD C. BERNSTEIN & CO., LLC

STERLING CAPITAL DISTRIBUTORS, LLC

NYLIFE DISTRIBUTORS LLC

Primary Firm SEC Registration

ALLIANCEBERNSTEIN L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2014

Series 63

Date: 1/14/2003

SIE

Date: 10/1/2018

Series 3

Date: 10/22/2015

Series 31

Date: 3/30/2006

Series 7

Date: 2/2/2006

Series 6

Date: 1/15/2003

FINRA

Current Firm

ALLIANCEBERNSTEIN L.P.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLIANCEBERNSTEIN L.P.

TRUST BUT VERIFY

Similar Advisors