David Calvin Lolley
Professional Summary
David Calvin Lolley is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Adrian, Michigan and CFD INVESTMENTS, INC. located in Adrian, Michigan. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
Current Firm
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
Contact Information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244Phone Number
(765) 453-9600# of Employees
170SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
15,029AUM (Assets Under Management)
$2,941,557,605Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | Cover Page | Report |
| 01/05/2024 | Cover Page | Report |
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
State Registrations and Notice Filings
(5/5/2023)
(5/5/2023)
(5/5/2023)
(5/5/2023)
(5/5/2023)
(5/5/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
CRS (Client Relationship Summary) - RIA
Click below to view David Calvin Lolley's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.