Robert A. Cucchiaro
SUMMIT WEALTH AND RETIREMENT PARTNERS
Eagle, ID 83616
Some features on this profile are disabled
CRD#: 4582239
Professional summary
Robert Anthony Cucchiaro, CFP®, who also goes by Rob Cucchiaro, Robert Anthony Cucchiaro Mr., Robert Cucchiaro, is a registered financial advisor currently at SUMMIT WEALTH AND RETIREMENT PARTNERS located in Eagle, Idaho and MUTUAL SECURITIES, INC. located in San Ramon, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Cucchiaro | Robert Anthony Cucchiaro Mr. | Robert Cucchiaro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Summit Tax Planning, Inc DBA Data Count Tax & Financial Services; not investment-related; 2000 Crow Canyon Place, Ste. 410, San Ramon, CA 94583; tax services; Passive Partial Owner; 5/2014; 5 hours per month; 0 hours during trading hours; tax preparation 2. Independent Insurance Agent/Sole Proprietor; not investment-related; private residence in Eagle, ID; insurance; Insurance Agent; 1/1/2005; less than 1 hour per month; 0 hours during trading hours; insurance agent 3. Summit Wealth & Retirement Planning DBA Summit Wealth & Retirement Partners, Corporation; investment-related; 2000 Crow Canyon Place, Ste. 410, San Ramon, CA 94583; RIA; President & Advisor; 8/31/12; 160 hours per month; 5 hours per day during trading hours; managing client relationships, managing the business 4. Mutual Securities, Inc.; investment-related; private address in Eagle, ID; broker dealer; Registered Representative, 7/1/2016; 20 hours per month; 10 hours during trading hours; advise clients on their variable annuity and variable universal life policies 5. Financial Advisor Field Guide; not investment-related; private address in Eagle, ID; financial advisor coaching; Owner; 3/7/2021; 20 hours per month; 4 hours per month during trading hours; provide financial advisor coaching, including website and book content currently under development 6. The Financial Advisor Field Guide - Book & Coaching Program, Start Date: 03/07/2022, 360 W Back Forty Dr., Eagle, ID 83616, LLC to be formed, Owner, I plan to offer a coaching program around practice management for new advisors in the business, Not Investment Related, 4 hours per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Anthony Cucchiaro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
January 6, 2017 - Present
SUMMIT WEALTH AND RETIREMENT PARTNERS
Office #1: 435 E Shore Drive Suite 220, Eagle, ID 83616RIA
CRD#: 285972
Eagle, ID
Current
July 1, 2016 - Present
MUTUAL SECURITIES, INC.
Office #1: 2000 Crow Canyon Place Ste. 410, San Ramon, CA 94583Office #2: 435 E. Shore Dr. Ste. 220, Eagle, ID 83616BD
CRD#: 13092
San Ramon, CA
Past
September 12, 2012 - May 10, 2017
SUMMIT WEALTH AND RETIREMENT PARTNERS
RIA
CRD#: 136918
WALNUT CREEK, CA
Past
August 31, 2012 - July 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
WALNUT CREEK, CA
Past
August 31, 2012 - July 1, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
WALNUT CREEK, CA
Past
February 6, 2004 - September 6, 2012
OSAIC FA, INC.
RIA
CRD#: 3978
SAN RAMON, CA
Past
December 9, 2002 - March 31, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
December 9, 2002 - September 6, 2012
OSAIC FA, INC.
BD
CRD#: 3978
SAN RAMON, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH AND RETIREMENT PARTNERS
DBA SUMMIT WEALTH & RETIREMENT PARTNERS | SUMMIT WEALTH AND RETIREMENT PARTNERS | SUMMIT WEALTH & RETIREMENT PLANNING, INC.
CRD#: 285972 / SEC#: 801-108910
RIA
Registered Investment Advisory firm - (1/5/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/8/2016)
RR
California(7/1/2016)
IAR
California(1/6/2017)
RR
Colorado(5/26/2021)
RR
Florida(10/27/2017)
RR
Idaho(10/13/2020)
IAR
Idaho(3/15/2022)
RR
Illinois(7/1/2016)
RR
Maryland(3/10/2025)
RR
Michigan(10/14/2024)
RR
Montana(7/5/2016)
RR
Nevada(7/6/2016)
RR
New Mexico(10/27/2017)
RR
New York(8/12/2016)
RR
Ohio(7/1/2016)
RR
Oregon(7/8/2016)
RR
Tennessee(10/27/2017)
RR
Texas(7/7/2016)
IAR
Texas(4/21/2017)
RR
Virginia(1/8/2025)
RR
Washington(9/3/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SUMMIT WEALTH AND RETIREMENT PARTNERS
DBA SUMMIT WEALTH & RETIREMENT PARTNERS | SUMMIT WEALTH AND RETIREMENT PARTNERS | SUMMIT WEALTH & RETIREMENT PLANNING, INC.
CRD#: 285972 / SEC#: 801-108910
RIA
Registered Investment Advisory firm - (1/5/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
435 E Shore Drive Suite 220, Eagle, ID 83616
Mailing Address
2000 Crow Canyon Place Suite 410, San Ramon, CA 94583
Phone number
(925) 927-1900
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 966 |
| AUM (Assets Under Management) | $ 824,768,246 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
