John R. Walter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Russell Walter was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1968. John had worked at 4 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - August 24, 2017
QUESTAR ASSET MANAGEMENT, INC.
December 1, 2006 - August 24, 2017
QUESTAR CAPITAL CORPORATION
October 17, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
July 29, 2005 - August 8, 2005
USALLIANZ SECURITIES, INC.
July 1, 1968 - October 20, 2005
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Series 1
Date: 6/17/1968
Registered Representative ExaminationCurrent Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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