Tian Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tian Wang was a registered financial professional .
Tian is a previously registered financial professional and started their career in finance in 2011. Tian had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2026 - September 18, 2026
BRITEHORN SECURITIES
July 30, 2019 - August 5, 2024
CICC US SECURITIES, INC.
April 21, 2017 - January 31, 2019
BNP PARIBAS SECURITIES CORP.
August 22, 2011 - April 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 2/7/2022
General Securities Representative ExaminationSeries 79
Passed: 8/21/2011
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
