Dana L. Guido
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Lynn Guido was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 2002. Dana had worked at 4 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2011 - October 21, 2014
DISCERN SECURITIES, INC.
June 5, 2009 - February 25, 2010
MERRIMAN CAPITAL, INC.
September 22, 2008 - March 20, 2009
BARCLAYS CAPITAL INC.
October 21, 2002 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
DISCERN SECURITIES, INC.
CRD#: 155854 / SEC#: , 8-68748
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
