JK
James M. Knall
SAPIENT CAPITAL LLC
Miami Beach, FL
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CRD#: 4581956
JK
Professional summary
James Mclaughlin Knall is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Miami Beach, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ROSE PARTNERS LLC;MEMBER;NO COMPENSATION;NO HOURS 2. SPLIT HOLDING LLC; MEMBER; INVESTOR; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS. 3. MMJ PARTNERS; 30% MEMBER AND INVESTOR; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS. 4. 8888 HOLDINGS LLC; PLANE HOUR PURCHASEE; WRITE CHECKS AND MANAGE MONEY; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS. 5. ABGW PARTNERS; 600 EAST 96TH STREET INDIANAOPLIS IN 46240; INVESTMENT ENTITY; MEMBER INVESTOR; AFFILIATION STARTED 05/28/2015; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED. 6. TV PARTNERS LLC; 600 E. 96TH STREET #575 INDIANAPOLIS IN 46240; INVESTMENT ENTITY; MEMBER/INVESTOR; AFFILIATION STARTED 07/14/2015; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; INVESTMENT RELATED. 7. SAHARA 23 LLC; 412 N. Main Street #100 Buffalo WY 82834; Investment Entity; Member; Member/Investor; affiliation started 11/05/2015; 1 hour per year; not during securities trading hours; not investment-related. 8. ARGYLE LLC; 600 E. 96TH STREET #575 INDIANAPOLIS IN 46240; FAMILY LIMITED PARTNERSHIP FORMED FOR TAX PLANNING AND INVESTMENTS; MEMBER; AFFILIATION STARTED 11/03/2003; 1 HOUR PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 9. WJ Holdings LLC; 600 E 96th St Ste 575 Indianapolis IN 46240; Investments; wire funds for investing/capital calls; member; oversees investment administration; affiliation started 12/05/2016; 1.0 hours per month; not during securities trading hours; not investment-related. 10. Mica Partners LLC; 600 E 96th St Ste 575 Indianapolis IN 46240; Investments; Member and CEO; CEO- authorized to sign and execute all transactions; affiliation started 05/23/2017; 2.0 hours per year; not during securities trading hours; not investment-related. 11.BYM LLC; 600 E 96th St Ste 575 Indianapolis IN 46240; investing; CEO; transact/sign all business on behalf of the LLC; 9/6/17; 1.0 hour per year; not during securities trading hours; Investment Related. 12.On the Roof LLC; 600 E 96th St, Ste 575, Indianapolis IN 46240; Investments of securities and real estate; Member/Investor; 10/26/2017; 1 hour per quarter; not during securities trading hours; investment related. 13. He'Brews, LLC; 600 E.96th Street #150 Indianapolis IN 46240; 3 member LLC; member and investor; 02/28/2013; 1.00 Hour(s) Per Year; not during securities trading hours; Investment-Related 14. RINCON LLC; Member family limited partnership 15. Park Tudor Trust;7456 N College Ave Indianapolis IN 46240;Trust for private school; Investment Committee Member; Consult on investments; 8/30/19; 2 hr/qtr; not during securities trading hours; not investment related. 16. Kimora LLC;7440 N. Illinois St Indianapolis IN 46260;making investments in real estate, private equity, direct investments, and hedge funds for the benefit of the members of the LLC; Managing member; authorize investments and all activity on the LLC;8/27/19; 1 hr/wk; not during securities trading hours; investment related. 17. WKJK LLC; 802 W Dilido DR, Miami Beach, FL 33139; Investment Vehicle; Managing Member; Oversee Investments; 09/08/2020; 1 Hour per Year; Not During Securities Trading Hours; Investment-Related. 18. Endeavour Miami Inc; 396 Alhambra Circle Ste 202, Non-Profit; Board Member; Consultant; 01/01/2021; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 19. Athena Nautical Holdings LLC; 100 S Biscayne Blvd Ste 800, Miami, FL 33131; Property and other investments separately segregated from the sole member; Manager of sole member; Review investing opportunities; 06/23/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.
CRS (Client Relationship Summary) - RIA
Click below to view James Mclaughlin Knall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2023 - Present
SAPIENT CAPITAL LLC
RIA
CRD#: 324899
Miami Beach, FL
Past
December 21, 2007 - December 23, 2008
KNALL/COHEN INVESTMENTS, LLC
RIA
CRD#: 128614
INDIANAPOLIS, IN
Past
April 5, 2005 - March 17, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
INDIANAPOLIS, IN
Past
April 5, 2005 - March 17, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
INDIANAPOLIS, IN
Past
March 1, 2004 - April 18, 2005
KEYBANC CAPITAL MARKETS INC.
RIA
CRD#: 566
INDIANAPOLIS, IN
Past
February 6, 2004 - April 18, 2005
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
September 13, 2002 - May 12, 2003
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC
CRD#: 324899 / SEC#: 801-127298
RIA
Registered Investment Advisory firm - (2/6/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/21/2023)
IAR
Indiana(2/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC
CRD#: 324899 / SEC#: 801-127298
RIA
Registered Investment Advisory firm - (2/6/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
Mailing Address
Phone number
(317) 719-0157
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,947 |
| AUM (Assets Under Management) | $ 11,439,805,300 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
